Opinio Juris

A weblog dedicated to reports, commentary, and debate on current developments and scholarship
in the fields of international law and politics

Thursday, May 15, 2008

John Boonstra on R2P and Burma
I had contemplated weighing in on commentators' unfortunate tendency to equate the Responsibility to Protect doctrine with humanitarian invasion, but John Boonstra at UN Dispatch beat me to it. Here's a snippet:
First, by and large, the R2P doctrine has been misunderstood or misrepresented in calls to "invade" Burma. R2P is often implied to boil down to a simple equation: if a government is unable or unwilling to adequately protect its citizens, then the international community has a right to forcibly intervene to protect these people. The first part of this conditional is accurate, but the second is a gross oversimplification. R2P does not prescribe invasion any more than the Constitution of the United States mandates impeachment. Military intervention is only one component of the R2P framework, and one of last resort, at that; it is only to be undertaken when a series of specific conditions are met, ensuring that intervention is justified, well-intentioned, practical, authorized by the proper authority (i.e., the UN Security Council), and will not cause more harm than good.

Wielding R2P as a Trojan horse for invasion and regime change, as Robert Kaplan seems to desire, is harmful to the integrity and future viability of the concept, as well as to the more pressing concern of alleviating the Burmese people's suffering.
The whole post is well worth a read. It's here.

Monday, May 5, 2008

ICTR "Disowns" Human Rights Watch
How desperate is the ICTR to fulfill its completion strategy by dumping cases on Rwanda? Enough to disavow the NGO on which it has relied on for nearly 14 years:
The Prosecutor of the International Criminal Tribunal for Rwanda (ICTR) when presenting last week his motion in favour of transfer of genocide accused Yusuf Munyakazi to Rwanda, clearly distanced himself from the Non Governmental Organisation (NGO) Human Rights Watch (HRW), on which, however, the UN Court has relied on for the last 14 years for expert testimony.

Presenting his arguments before the Chamber, the prosecutor accused HRW of lack of credibility and having confused the collection of information on the violations of human rights in general and international criminal proceedings in an apparent attempt to rebuff HRW's contention not to send 1994 genocide accused persons to stand trials in Kigali.

He also affirmed that the HRW's sources were in fact "inadmissible and not very reliable".

Since the first indictment presented at the ICTR, the Office of the Prosecutor (OTP) has relied mainly on the collective investigation carried out by HRW and the book titled "Leave None to Tell the Story", which it presents as evidence in the majority of the trials.

The prosecution, moreover, has called in almost every trial as an expert witness, Dr Allison des Forges, official in charge of Africa for HRW, who is also a historian and specialist in Rwanda.
By "lack of credibility," the prosecutor really means "not letting us get away with allowing ICTR defendants to receive unfair trials in Rwanda." Which they will, as I have argued and as HRW has documented in detail.

Not suprisingly, HRW rejected the prosecutor's allegations:
Responding to the Prosecution's allegations, Ms Reidy informed the Chamber of their systematic compilation of reports, method applied and categories of people interviewed in their investigations of the Rwandan judicial system.

For example, among people questioned, she affirmed, were four current or former ministers of justice, 14 current or former judges, 11 current or former prosecutors, three current or former bar association presidents, 15 national or international NGO representatives and more than 100 Rwandan victims of various abuses of the legal system.
I understand the Security Council's eagerness for the ICTR to close up shop. But that eagerness cannot be allowed to override the rights of ICTR defendants.

Wednesday, April 30, 2008

NYU/Government of Austria Issue "The UN Security Council and the Rule of Law"
Simon Chesterman of NYU passed along the following summary and link to the report prepared by NYU Law School's Institute for International Law and Justice in collaboration with the Austrian Government titled, "The UN Security Council and the Rule of Law: The Role of the Security Council in Strengthening a Rule-based International System." It looks to be a useful contribution to the growing literature on the UNSC as law maker and norm elaborator. The executive summary states:

(i) The UN Security Council is the most powerful multilateral political institution. It has grown well beyond its initial function as a political forum and serves important legal functions. Traditionally, this included determining that a threat to the peace, breach of the peace, or act of aggression had occurred and prescribing specific, legally binding obligations on Member States under Chapter VII of the UN Charter. Today it embraces establishing complex regimes to enforce its decisions and passing resolutions of general rather than specific application. These expanded powers can facilitate swift and decisive action, but have raised questions about the legal context within which the Council operates and the extent to which the Council itself adheres to the rule of law.

(ii) The "rule of law" is widely embraced at the national and international levels without much precision as to what the term means. At the national level, it requires a government of laws, the supremacy of the law, and equality before the law. Strengthening a rules-based international system by applying these principles at the international level would increase predictability of behaviour, prevent arbitrariness, and ensure basic fairness. For the Council, greater use of existing law and greater emphasis on its own grounding in the law will ensure greater respect for its decisions.

(iii) In addition to post-conflict peacebuilding, the rule of law is now also seen as a tool for preventing or resolving conflicts. The preparedness of Member States to take collective action, through the Council, was endorsed, in limited circumstances, at the 2005 World Summit by the adoption of the Responsibility to Protect. It should be supported by firm opposition to impunity and greater efforts to establish or re-establish the rule of law in fragile States. The rule of law must also apply to those who intervene.

(iv) The Council is a creature of law but there is no formal process for reviewing its decisions; the ultimate sanctions on its authority are political. These include challenges to the Council's authority through the General Assembly, or individual or collective refusal to comply with its decisions. It is in no one's interest to push these political limits. For its part, the Council should limit itself to using its extraordinary powers for extraordinary purposes. When it is necessary to pass resolutions of a legislative character, respect for them will be enhanced by a process that ensures transparency, participation, and accountability. When the Council contemplates judicial functions, it should draw on existing institutions of international law.

(v) Sanctions targeted at individuals have presented a challenge to the authority of the Council: legal proceedings have been commenced in various jurisdictions and there is evidence that sanctions are not always applied rigorously. The Council should be proactive in further improving "fair and clear procedures" to protect the rights of individuals affected by its decisions, complying with minimum standards and providing on its own for periodic review.

(vi) The Security Council is most legitimate and most effective when it submits itself to the rule of law. Though the Council does not operate free of legal limits, the most important limit on the Council is self-restraint. Member States' preparedness to recognize the authority of the Council depends in significant part on how responsible and accountable it is -- and is seen to be -- in the use of its extraordinary powers. All Member States and the Security Council itself thus have an interest in promoting the rule of law and strengthening a rules-based international system.

Monday, April 28, 2008

Bellinger on the United States and the ICC
I think there is more to Bellinger’s speech on the United States and the ICC than Julian suggests. Let me just summarize the best parts of the speech. First, Bellinger emphasizes that the ICC is not a partisan issue:

A relatively straight line runs from the positions on the ICC taken by our Congress in 1990, to those of U.S. negotiators in Rome, to President Clinton’s decision not to seek Senate ratification of the Rome Statute and to recommend the same to his successor, and to the current position of the Bush Administration.

Second, Bellinger argues that this position is not likely to change with the next Administration:

Even if a future President were to advocate U.S. accession to the Rome Statute, he or she could very well face a skeptical reaction in the U.S. Senate. It’s worth bearing in mind that the American Servicemembers’ Protection Act – legislation that was not sought by the Bush Administration and that includes a range of restrictions on U.S. support for the ICC – passed the Senate in 2002 by a vote of 75-19, including the affirmative votes of Senators Clinton and McCain, as well as those of the current Senate Majority and Minority Leaders, Senators Reid and McConnell.

Third, if we accept that the United States will remain outside the ICC for the forseeable future, what should be the response? Bellinger has the following suggestion:

The core concerns of the United States about the Rome Statute have not been resolved during the past decade, and are unlikely to be resolved in the next decade, unless the Statute is changed. Accordingly, as we look forward, the United States will very likely remain outside the Rome Statute regime. This is a reality that ICC supporters should accept. Agreeing to disagree about the ICC is the essential first step toward developing a more mature and productive relationship that can effectively advance our shared goal of promoting international criminal justice. This will involve seizing opportunities for cooperative efforts where they exist and avoiding pitfalls that risk reigniting past tensions. We should be guided in our efforts by the premise that the ends we seek are far more important than the means by which we seek them. The United States and ICC supporters can do more to prevent impunity for serious crimes by working together than either can achieve on their own, and it is in our mutual interest to develop a relationship that recognizes this.

Finally, as for concrete ways that the United States and the ICC can work together in a cooperative manner, Bellinger mentions Darfur, the Security Council, and the Rome Statute review conference on a crime of aggression:

It is important that we put aside our differences on these issues because the next decade poses challenges that will require our collective efforts as well as pitfalls that risk further inflaming tensions over ICC issues. Let me now discuss a few issues that I think will shape the relationship between the United States and the ICC in the coming years.

A first area relates to the response to large scale and horrific crimes in Darfur. Absent a decision by the ICC to pursue an investigation or prosecution against a U.S. person, the outcome of the ICC’s Darfur work is likely to do more than any other factor in the near term to shape U.S. perceptions of the role and impact of the ICC…. Darfur is … a good example of an area where, with respect and goodwill on all sides, there may be opportunities for constructive cooperation….

A second more general area that will shape U.S. views and policy toward the ICC in the coming years will be the impact of the ICC’s work on the UN Security Council…. Now that the ICC is a reality, it will be important to the United States to ensure that the work of the ICC complements the work of the Council to maintain international peace and security…. As the ICC proceeds to investigate and prosecute cases under the Rome Statute, the Security Council must be prepared to act if and when necessary to ensure harmony between the ICC’s work and the Council’s broader efforts....

A final area that will shape U.S. views and policy toward the ICC is the outcome of the upcoming Rome Statute review conference, now scheduled for 2010. If Rome Statute parties were interested in trying to address the core U.S. concerns about the ICC, the Review Conference could provide an opportunity to do so. These issues aside, a principal focus of work of the conference will likely relate to proposals to define a crime of aggression over which the ICC could exercise jurisdiction…. Efforts to design an aggression regime for the ICC will also need to address the regime’s applicability to countries that are not parties to the Rome Statute. As I have noted, a core principle of our ICC policy is that, as we acknowledge the decisions of other states to join the Rome Statute and to submit to its jurisdiction, we ask that other states accept our decision not to do so. In this context, should Rome Statute parties seek to make an aggression regime they adopt applicable to non-parties, they will almost certainly provoke a serious new crisis in the ICC’s relationship with a new U.S. Administration.

I’m not sure whether this constitutes new rhetoric or not, but I like the notion that if the United States is not joining the ICC anytime soon, then we should move toward accepting that political reality and find ways to cooperate on areas where the United States and the ICC share common interests. I particularly think that developing a framework for a crime of aggression must be done with the close cooperation of the United States. As a practical matter the world has almost no other major defense force to support the cause of international peace and security. To think that our allies in the ICC would dictate to the United States how it will use those resources without input from the United States is a serious mistake.


Tuesday, April 22, 2008

So You Want to Become an American?
One of my students recently took the naturalization test and was kind enough to share with me the “Quick Civic Lessons” that the government hands out to help prepare for the test. Most questions are terribly easy, but I would suspect a few are hard for the average would-be American:

15. Who Elects the President of the United States?

19. How many changes, or amendments, are there to the Constitution?

28. How many voting members are in the House of Representatives?

38. Who Becomes President if both the President and Vice President die?

67. What was the 50th state to be added to our Union?

72. Name the amendments that guarantee or address voting rights?

75. Whose rights are guaranteed by the Constitution and the Bill of Rights?

88. What U.S. Citizenship and Immigration Services form is used to apply for naturalized citizenship?

89. What kind of government does the United States have?

90. Name one of the purposes of the United Nations?

93. What is the most important right granted to United States citizens?


The official answers, with explanations, are below (bonus points if you can spot the wrong answer):


Incitement to Genocide and the Responsibility to Protect
[Professor Elihu Richter teaches at Hebrew University-Hadassah School of Medicine and Public Health and heads the Program on Genocide Prevention. This post follows up on last week's discussion of Susan Benesch's VJIL article.]

I congratulate the Virginia Journal of International Law for hosting this web-based discussion with Susan Benesch and Greg Gordon (among others) on the legal aspects of incitement and genocide. The core principles are that the right to life trumps all other human rights, and that we have a Responsibility to Protect (R2P- Security Council Resolution 1674). Both have written path-breaking treatises of the highest public importance. Here are my brief comments:

Precautionary Principle and the Ethical Import of Delay. I myself am a medical epidemiologist with a special interest in applying the "Precautionary Principle" to make genocide prevention effective. I would like to see an international network for surveillance of hate language and prosecution of incitement to commit genocide. There is an abundant body of knowledge showing that state sponsored hate language and incitement predicts, initiates, triggers and promotes genocide, The Precautionary Principle states that when there is uncertainty concerning the possibility of the occurrence of a major catastrophic event, the costs of inaction far outweigh those of anticipatory preventive action. The Precautionary Principle shifts the burden of proof from those suspecting a catastrophic risk to those denying it. The Precautionary Principle, which has already been applied by the European Court of Justice to uphold the ban on the UK's beef exports, states that when there is doubt about a risk, there should be no doubt about the need for its prevention. This principle is now part of many international conventions guiding Environmental Law, especially in the European Union, and has been endorsed by the International Association for Genocide Scholars. Prevention of genocide based on the Precautionary Principle needs to build upon the 2002 Statute of the International Criminal Court, the 2004 Declaration of the Stockholm International Forum on the Prevention of Genocide, UN Security Council Resolution 1674, and the 2005 World Summit Outcome which declared he "responsibility to protect" targeted groups.

In genocide prevention, as in environmental health and disaster prevention, the case for action in applying the Precautionary Principle, as the discussants have all noted, is the catastrophic ethical cost of delaying prevention - which, as in natural disasters, can be measured in massive loss of human lives. There is an ethical import to delay in preventing genocide and genocidal terror-which is merely genocide being carried out by an NGO. The foregoing means there is an ethical imperative to deter, prevent or stop state sponsored hate language and incitement. In short, a false positive -e.g. wrongly silencing an inciter,--is much less of a problem than a false negative, e.g. letting an inciter commit his vile crime--which would be catastrophic.

Professor Gregory Stanton of Mary Washington University and GenocideWatch and Dr Rony Blum of Hebrew University and Yale University and I have advocated shifting the focus of genocide law and preventive activity from proof of intent after the event to prediction and prevention. (Memorandum submitted to Council of Foreign Relations, April 2006, via Paul Fold of US Senate Foreign Relations Committee). As is known to everyone in this discussion, The Rome Statute of the ICC, which specifies that incitement to commit genocide is a crime against humanity, is the already available platform for making this advance.

The proposal to indict the President of Iran for incitement to commit genocide is the template case study for applying the Precautionary Principle based on "predict and prevent" as opposed to "proof of intent after the event".

It is my premise that the core of a program for prevention of genocide and genocidal terror should be based on applying public health models for prediction and prevention which specify surveillance, prevention and control of early genocidal conditions and proactive interventions keyed to early predictors. Based on the lessons of the Armenian Genocide, the Holocaust, former Yugoslavia, Rwanda, Darfur, and many other genocides, it is clear that state sponsored incitement and hate language are highly specific early warning signs that should be the trip points for preventive legal action, instead of waiting for prosecution after genocide is over.

Text, subcontext, and context. The foregoing is the basis for some statements I would like to make about text, subtext, and context. The text is the threats--some claim they are merely predictions--to wipe Israel off the map as part of this decision. The subtext is the pictures of missiles below which phrases such as these threats appear. The context is the enriching of uranium in violation of UN resolutions, developing ever more advanced missile systems, promoting Holocaust denial, and supporting terror groups with explicitly stated genocidal agendas, and the fact that the President of the country carrying out such enrichment, is the most vocal advocate of these genocidal threats.

Subtext and context, I submit, are critically important. Up to Oct. 25 2005, Ahmadinejad's predecessors were quoted as having made many threats similar to those made by Ahmadinejad. These were ignored by the International legal community. Had these "inchoate" statements triggered some kind of punitive action, would we be where we are now? Re context, I would be willing to bet that Ahmadinejad--and many others--had made many similar statements on all kinds of soapboxes when he was a minor politician unknown to the world. The case for action to prevent an imminent peril emerged from the day he became President, acquired real power, his statements about wiping Israel off the map became headlines everywhere, and his government rejected all UN resolutions concerning Iran's nuclear plans.

Lapsed period between the statements and the actions. I believe the discussion of the lapsed period has to take into account the fact that children are those most vulnerable to the effects of incitement and hate language from official state sponsored sources, such as texts, media, and places of worship, and the effects may be decades later. We know that for adults, where there is an authoritarian environment, incitement can convert normal people into sadistic killers over a matter of months. But children are the most vulnerable group, as is the case for so many toxic exposures in medicine, and incitement and hate language reaching children increases the likelihood of intergenerational transmission of the effects. As with all cause-effect relationships in which the relations between exposure and effect may be years or decades (e.g. Asbestos, cigarette smoking and cancer, or DES in mothers and congenital malformations in their offspring), we cannot dismiss the case for legal action and accountability just because there is a long lapsed period between exposure and effect. Where the audience for incitement includes schoolchildren, even if there are no immediate effects, we have an obligation to apply R2P-the responsibility to protect future generations-to ensure R4L-Respect for Life.


Monday, April 21, 2008

John Ruggie on Corporate Complicity for Human Rights Violations
John Ruggie, the Special Representative of the Secretary-General on Human Rights and Transnational Corporations, issued a draft report last week that "presented a conceptual and policy framework to anchor the business and human rights debate." The section that particularly grabbed my attention was on corporate complicity for human rights violations. Notice the shift toward recognition of corporate responsibility for international law violations, something that has been debated for decades:


73. The corporate responsibility to respect human rights includes avoiding complicity. The concept has legal and non-legal pedigrees, and the implications of both are important for companies. Complicity refers to indirect involvement by companies in human rights abuses - where the actual harm is committed by another party, including governments and non-State actors. Due diligence can help a company avoid complicity.

74. The legal meaning of complicity has been spelled out most clearly in the area of aiding and abetting international crimes, i.e. knowingly providing practical assistance or encouragement that has a substantial effect on the commission of a crime, as discussed in the 2007 report of the Special Representative. The number of domestic jurisdictions in which charges for international crimes can be brought against corporations is increasing, and companies may also incur non-criminal liability for complicity in human rights abuses.

75. In non-legal contexts, corporate complicity has become an important benchmark for social actors, including public and private investors, the Global Compact, campaigning organizations, and companies themselves. Claims of complicity can impose reputational costs and even lead to divestment, without legal liability being established. In this context, allegations of complicity have included indirect violations of the broad spectrum of human rights - political, civil, economic, social, and cultural.

76. Owing to the relatively limited case history, especially in relation to companies rather than individuals, and given the substantial variations in definitions of complicity within and between the legal and non-legal spheres, it is not possible to specify definitive tests for what constitutes complicity in any given context. But companies should bear in mind the considerations set out below.

77. Mere presence in a country, paying taxes, or silence in the face of abuses is unlikely to amount to the practical assistance required for legal liability. However, acts of omission in narrow contexts have led to legal liability of individuals when the omission legitimized or encouraged the abuse. Moreover, under international criminal law standards, practical assistance or encouragement need neither cause the actual abuse, nor be related temporally or physically to the abuse.

78. Similarly, deriving a benefit from a human rights abuse is not likely on its own to bring legal liability. Nevertheless, benefiting from abuses may carry negative implications for companies in the public perception.

79. Legal interpretations of “having knowledge” vary. When applied to companies, it might require that there be actual knowledge, or that the company “should have known”, that its actions or omissions would contribute to a human rights abuse. Knowledge may be inferred from both direct and circumstantial facts. The “should have known” standard is what a company could reasonably be expected to know under the circumstances.

80. In international criminal law, complicity does not require knowledge of the specific abuse or a desire for it to have occurred, as long as there was knowledge of the contribution. Therefore, it may not matter that the company was merely carrying out normal business activities if those activities contributed to the abuse and the company was aware or should have been aware of its contribution. The fact that a company was following orders, fulfilling contractual obligations, or even complying with national law will not, alone, guarantee it legal protection.

81. In short, the relationship between complicity and due diligence is clear and compelling: companies can avoid complicity by employing the due diligence processes described above - which, as noted, apply not only to their own activities but also to the relationships connected with them.

Sunday, April 20, 2008

Pope Benedict XVI on Human Rights
Pope Benedict XVI's address at the United Nations General Assembly last week is definitely worth a read for anyone concerned about human rights. Here is an interesting excerpt on the natural law underpinnings of all human rights:


This reference to human dignity, which is the foundation and goal of the responsibility to protect, leads us to the theme we are specifically focusing upon this year, which marks the sixtieth anniversary of the Universal Declaration of Human Rights. This document was the outcome of a convergence of different religious and cultural traditions, all of them motivated by the common desire to place the human person at the heart of institutions, laws and the workings of society, and to consider the human person essential for the world of culture, religion and science. Human rights are increasingly being presented as the common language and the ethical substratum of international relations. At the same time, the universality, indivisibility and interdependence of human rights all serve as guarantees safeguarding human dignity. It is evident, though, that the rights recognized and expounded in the Declaration apply to everyone by virtue of the common origin of the person, who remains the high-point of God’s creative design for the world and for history. They are based on the natural law inscribed on human hearts and present in different cultures and civilizations. Removing human rights from this context would mean restricting their range and yielding to a relativistic conception, according to which the meaning and interpretation of rights could vary and their universality would be denied in the name of different cultural, political, social and even religious outlooks. This great variety of viewpoints must not be allowed to obscure the fact that not only rights are universal, but so too is the human person, the subject of those rights.


Diane Marie Amann has more here, particularly on the Pope's affirmation of the "responsibility to protect."
ICTR to Hear Ntagerura's Motion to Order Canada to Grant Him Asylum
Since being unanimously acquitted by the ICTR Appeals Chamber in 2006, Andre Ntagerura has lived as a virtual prisoner in a UN safehouse in Arusha, unable to find a country that will take him. Last November, he filed a motion asking the ICTR to order Canada, his first choice, to grant him asylum. On Wednesday, the Court decided to hear what he has to say:
The President of International Criminal Tribunal for Rwanda (ICTR), Justice Dennis Byron, has granted an application to hear a motion of genocide acquitted former Rwandan Transport and Communications minister, Andre Ntagerura, who seeks relocation to Canada.

The former minister had asked the ICTR last November to order Canada to grant him asylum, stressing that it had systematically ignored the request for more than three years made by the tribunal's administration.

The decision was posted Wednesday on the tribunal's official website. The date for hearing has yet to be fixed.

Ntagerura had also requested the ICTR president to refer to the Security Council the Canadian authorities refusal to co-operate on the matter [relocation], but the argument was rejected.
If accurately reported -- I can't find the decision on the ICTR website -- Justice Byron's decision is rather surprising. Although Article 28 of the ICTR Statute requires states to "comply without undue delay with any request for assistance or an order issued by a Trial Chamber’," I find it very unlikely that the ICTR would actually order a state to grant Ntagerura asylum. I sympathize with his plight, and have strongly criticized states' reluctance to even consider acquittees' asylum requests, but I don't think states should -- or can -- be forced to take them. What does seem fair is precisely what Justice Byron refused to do: refer Canada to the Security Council, which imposed on states the duty to cooperate with the ICTR in the first place.

We'll see what happens. Readers who are interested in these issues might want to check out my essay "What Happens to the Acquitted," which will appear in the Leiden Journal of International Law in the next couple of months. It's availble on SSRN here.

ADDENDUM: Peter Robinson, one of the leading defense attorneys at the ICTY and ICTR, has used my article as part of his efforts to convince the ICTR to amend Article 99 of the ICTR Statute to include the following paragraph:
(C) Upon application by an acquitted person, the President may request a State, pursuant to Article 28 of the Statute, to allow such a person to reside within its territory. The President may report a State which fails to comply with such a request to the United Nations Security Council pursuant to Rule 7 bis.
Neither Peter nor I are optimistic that his efforts will succeed, but it's still gratifying to have some impact, however minor, on the practice of international criminal law!

Monday, April 14, 2008

Has John Bolton Gone Soft on International Law?
Okay, that's a joke. But I'm not sure quite what to make of Global Governance Watch, a new joint project of the American Enterprise Institute and the Federalist Society. (Bolton keynoted today's launch.)

On the one hand, you just know there has to be an anti-internationalist strategem at work here, and there is some evidence to back it up (such as this item calling out the Europeans as hypocrites on the UNSC role on Iraq and Kosovo). On the other hand, the project's website seems to play most of its material straight, in a just-the-facts mode. See for instance this description of the Convention on the Rights of the Child — as far as I can tell, there isn't a hidden "ratifying this treaty would mean the end of the world as we know it" kind of message (unless of course there's some sort of low-wattage subliminal banner saying exactly that!). The site even links to UN fact sheets in a non-ironic way!

So what gives? Have the sovereigntists finally gotten wise to the fact that international law and regulation are now too real to wish away, and that they had better bone up on IL rather than keeping on the blinders? If so, it is a retreat to a more defensible perimeter, but a retreat nonetheless, and a significant one at that.

Wednesday, March 26, 2008

The End of "Respectful Consideration" and the Birth of Disaggregated Deference
There is much one could say about Medellín, but I want to focus on the meta-question of what this decision portends for the future of international courts and tribunals. While the domestic effect of ICJ decisions is now cast into serious doubt (at least in terms of direct enforcement), I think there is far more reason to be hopeful than some are suggesting.

First, the Court emphasized that the effect to be given to international courts and tribunals depends first and foremost on whether there is a federal mandate to respect such decisions. It emphasized that such a federal mandate might be found in a self-executing treaty or a congressional statute. The Court said it agreed “as a general matter [that] an agreement to abide by the result of an international adjudication can be a treaty obligation,” but found that “the particular treaty obligations on which Medellín relies do not of their own force create domestic law.” (p. 24). The Court also agreed that a statute could have the same effect. “The judgments of a number of international tribunals enjoy a different status because of implementing legislation.” (p. 25).

Second, the Court fully embraced the principle that domestic effect should be given to decisions of international courts and tribunals if that is what federal law requires. As I have written elsewhere, this domestic effect falls along a continuum of deference. The Court cited with approval the “full faith and credit” approach of 22 U.S.C. 1650a, which treats ICSID decisions exactly the same as domestic court decisions. (p. 25). It also cited with approval an “arbitration model” under the New York Convention that accords great deference to international arbitral decisions pursuant to the Federal Arbitration Act. (p. 26). The decisions of the Iran-United States Claims Tribunal are the best example of an international tribunal that falls within this sort of approach. Although somewhat less clear, the Court also appears to accept a “foreign judgment” model, provided the international tribunal is rendering monetary awards (rather than injunctive relief) and provided the international decision does not contravene domestic law. (p. 26). Mass claims tribunals such as the UNCC are possible candidates for such a foreign judgment model. (It is also worth noting that the citation in footnote 1 to the La Abra case involving the U.S.-Mexico Claims Commission--one of the few Supreme Court decisions utilizing a foreign judgment model for an international tribunal decision--may suggest that if a foreign judgment model is to be employed, again the treaty (or implementing legislation) must mandate that approach.)

Third, the Court effectively relegated ICJ decisions to the same status as the decisions of the WTO Appellate Body. Direct recognition of WTO decisions is precluded by implementing federal legislation (19 U.S.C. 3512(c)). Under this implementing legislation, the political branches must decide what domestic effect to give to WTO decisions. Apparently the same now applies to ICJ decisions. ICJ decisions may be given domestic effect, but the mechanism is through the political branches. The President tried to do that, but failed in his choice of mechanism. Obviously if it so desired, Congress could achieve what the President’s Memorandum did not. That frequently happens with WTO decisions, with Congress amending the law to bring the United States into conformity with our international obligations as interpreted by WTO Appellate Body decisions.

Fourth, the Court did not address the issue of indirect recognition of decisions of international courts and tribunals. On this score nothing has changed. Charming Betsy remains vibrant and there is every reason to think that domestic courts in construing statutes will continue to rely on decisions of international courts and tribunals (including the ICJ) to interpret international law. The same goes for using international decisions as persuasive authority to understand the content of international law in matters such as ATS claims or boundary disputes.

We are witnessing the end of the era of “respectful consideration” and the birth of disaggregated deference. That is, the degree of deference domestic courts should accord to decisions of international courts depends on what federal law (i.e., self-executing treaties or implementing legislation) requires. That mandate may be more or less than "respectful consideration." In the absence of such a federal mandate, international tribunal decisions will not have direct effect, but they will continue to enjoy indirect recognition as tools of interpretation.

Thursday, March 13, 2008

Geeks Try to Fix the U.N.
Or something like that.


The UN has for some time made copies of its resolutions and other information online at un.org, but like a lot of government initiatives the data published is hardly reusable in any meaningful way. URLs are not persistent, and data formats are not open.

A small group led by Julian Todd, a "civil hacker" in Liverpool is seeking to change all that by laboriously scraping the data out of the site and republishing it with persistent URLs. That way, even if the UN removes the information it will be retained in Google caches or the Wayback Machine at the internet archive (archive.org). The site also links through to other decisions and debates.



The name of the site is U.N. Democracy. It looks like a great resource, although one wonders why the U.N. couldn't do this themselves.

Monday, March 3, 2008

Colombia's Incursion into Ecuador and Anticipatory Self-Defense
At the heart of the Ecuadoran/ Colombian/ Venezuelan tensions, there is a dispute over the facts that has legal implications as to whether Colombia’s military action was self-defense or anticipatory self-defense (which, as many would see it, would make it aggression). As CNN explains:
[Ecuadoran President Rafael] Correa told reporters in Quito that [Colombia’s Presdient Alvaro] Uribe told him the raid occurred after a FARC column fled across the border [from Colombia and into Ecuador] and fired at Colombian forces, who "had to defend themselves."

But Correa said his forces investigated Uribe's claims and discovered that the Colombian planes attacked the guerrillas as they slept in a camp 2 km ( 1.2 mi) inside Ecuador.

"Of course Ecuadoran air space was invaded," he said…

"We will not permit this outrage," he said. "Either President Uribe was misinformed and will have to sanction his commanders who deceived him, breaking every international bilateral proceeding by entering our territory or Uribe simply lied. In either case, the situation is extremely grave and the Ecuadoran government is disposed to go to the ultimate consequences."
In Colombia’s version of the facts, they can claim “hot pursuit” and self-defense. But Ecuador’s version of the facts would make Colombia’s action unjustifiable under classic legal understandings of self-defense and under such facts Colombia would need to rely, as a legal matter, on the controversial post-9/11 attempts by the United States to refashion the law of use of force. As Jose Alvarez had written in his comment Hegemonic International Law Revisited (97 American Journal Int'l Law 873 (2003)):
the prospective endorsement of individual and collective self-defense by the [UN Security] Council, together with its later acquiescence in Operation Enduring Freedom, may signal, depending on how the Council's license comes to be interpreted by its licensee, the advent of three new general rules with respect to defensive force in the age of terrorism:

(1) Terrorist violence, at least when of the scale of the events of September 11, 2001, and even when undertaken by a nonstate actor, may constitute an “armed attack” for purposes of UN Charter Article 51.

(2) A state's assistance to, harboring of, or post hoc ratification of violent acts undertaken by individuals within its territory, or perhaps even mere negligence in controlling such individuals, may make that state responsible for those acts and justify military action against it. In other words, such state action (or inaction) may constitute a breach of the state's own duty not to violate UN Charter Article 2(4).

(3) The right to respond with military force against both terrorist individuals and harboring states does not become impermissible retaliation or illegal anticipatory self-defense, or exceed the rules of proportionality, merely because the threat of continued terrorist attack remains clandestine and unpredictable (as it has been since 9/11).
As this situation plays itself out, I wonder if the declarations and arguments by the political leaders of Colombia, Ecuador, and Venezuela, as well as those of other interested states, will provide a further gloss via state practice as to whether these new theories of self-defense have become more generally accepted. Will Colombia argue that, regardless as to which version of the facts you believe, they were within their rights to act?

In any case, as the troops of three countries head to their borders tonight, I hope that this situation will play itself out with nothing more than some heated rhetoric.

Related Posts (on one page):

  1. Colombia's Incursion into Ecuador and Anticipatory Self-Defense
  2. Venezuela Mobilizes Troops on Colombian Border

Saturday, March 1, 2008

"How to Start Your Own Country in Four Easy Steps"
Joshua Keating of Foreign Policy has a new essay, How to Start Your Own Country in Four Easy Steps. He begins:
With Kosovo unilaterally declaring independence and a host of wannabe states looking to follow its lead, you might be thinking it’s about time to set up your own country. You’ve picked out a flag, written a national anthem, even printed up money with your face on it. But what’s the next step? Creating a new country isn’t as easy as you think.
I have some quibbles with the essay (for example, Keating's contention that "capability to enter into foreign relations" is not part of international law) but it is a quick and humorous intro to an important topic.

Wednesday, February 27, 2008

Is Kosovo Part of Serbia?
Not really, says Noel Malcolm, a senior research fellow at Oxford, in today's Guardian:
"Kosovo is Serbia", "Ask any historian" read the unlikely placards, waved by angry Serb demonstrators in Brussels on Sunday. This is rather flattering for historians: we don't often get asked to adjudicate. It does not, however, follow that any historian would agree, not least because historians do not use this sort of eternal present tense.

History, for the Serbs, started in the early 7th century, when they settled in the Balkans. Their power base was outside Kosovo, which they fully conquered in the early 13th, so the claim that Kosovo was the "cradle" of the Serbs is untrue.

What is true is that they ruled Kosovo for about 250 years, until the final Ottoman takeover in the mid-15th century. Churches and monasteries remain from that period, but there is no more continuity between the medieval Serbian state and today's Serbia than there is between the Byzantine Empire and Greece.

Kosovo remained Ottoman territory until it was conquered by Serbian forces in 1912. Serbs would say "liberated"; but even their own estimates put the Orthodox Serb population at less than 25%. The majority population was Albanian, and did not welcome Serb rule, so "conquered" seems the right word.

But legally, Kosovo was not incorporated into the Serbian kingdom in 1912; it remained occupied territory until some time after 1918. Then, finally, it was incorporated, not into a Serbian state, but into a Yugoslav one. And with one big interruption (the second world war) it remained part of some sort of Yugoslav state until June 2006.

Until the destruction of the old federal Yugoslavia by Milosevic, Kosovo had a dual status. It was called a part of Serbia; but it was also called a unit of the federation. In all practical ways, the latter sense prevailed: Kosovo had its own parliament and government, and was directly represented at the federal level, alongside Serbia. It was, in fact, one of the eight units of the federal system.

Almost all the other units have now become independent states. Historically, the independence of Kosovo just completes that process. Therefore, Kosovo has become an ex-Yugoslav state, as any historian could tell you.

Monday, February 25, 2008

The Use and Abuse of Nuremberg by the Bush Administration
Over the past few weeks, the Bush administration has repeatedly tried to legitimize the military commissions by comparing them to the trials held at Nuremberg. First, William Haynes invoked Nuremberg in defense of his belief that the military commissions would provide detainees with fair trials:
When asked if he thought the men at Guantánamo could receive a fair trial, Davis provided the following account of an August 2005 meeting he had with Pentagon general counsel William Haynes–the man who now oversees the tribunal process for the Defense Department. “[Haynes] said these trials will be the Nuremberg of our time,” recalled Davis, referring to the Nazi tribunals in 1945, considered the model of procedural rights in the prosecution of war crimes. In response, Davis said he noted that at Nuremberg there had been some acquittals, something that had lent great credibility to the proceedings.

“I said to him that if we come up short and there are some acquittals in our cases, it will at least validate the process,” Davis continued. “At which point, [Haynes’s] eyes got wide and he said, ‘Wait a minute, we can’t have acquittals. If we’ve been holding these guys for so long, how can we explain letting them get off? We can’t have acquittals, we’ve got to have convictions.’”
I'm not sure that Nuremberg is or should be considered the "model of procedural rights." Defendants' limited appellate rights, for example, have been justifiably rejected by later international tribunals. Comparing Nuremberg to the military commissions, however, is an insult to Nuremberg. The judges at the IMT and NMT were completely independent. Secret and coerced evidence was not allowed. Defendants were given their counsel of choice, as well as full confrontation rights. Trials were held in public. And, of course, the defendants were never tortured...

Haynes' specious comparison, however, pales in comparison to the Bush administration's latest claim — that Nuremberg justifies the military commissions' use of the death penalty:
A four-page cable sent to American embassies says that execution as punishment for extreme violations of the laws of war is internationally accepted and points to the 1945-46 International Military Tribunals as an example. Twelve of Adolf Hitler's senior aides were sentenced to death at the trials in Nuremberg, Germany, although not all were executed in the end.

The unclassified cable was sent by the State Department to all American diplomatic missions worldwide late yesterday.

In it, the department advises American diplomats to refer to Nuremberg if asked by foreign governments or media about the legality of capital punishment in the September 11 cases.

"International Humanitarian Law contemplates the use of the death penalty for serious violations of the laws of war," the cable, which was written by the office of the department's legal adviser, John Bellinger, says.

"The most serious war criminals sentenced at Nuremberg were executed for their actions," it said.
This is a stunningly misleading argument. Yes, the IMT imposed the death penalty. But that does not mean that IHL "contemplates the use of the death penalty for serious violations of the laws of war." After all, every international tribunal created since World War II has prohibited capital punishment — the ICTY, the ICTR, the SCSL, the ECCC, the ICC, etc. Pick your acronym. Indeed, even the newly-created Special Tribunal for Lebanon, which is unique among hybrid tribunals in that it will apply only Lebanese criminal law, cannot apply the death penalty. The fact that the international community was prepared to accept capital punishment 60 years ago, therefore, says nothing about its willingness to accept it today.

To be sure, Bellinger's statement is not wrong — just misleading. International law does not categorically prohibit domestic courts from imposing capital punishment; it simply provides that — to quote Article 6(2) of the ICCPR &mdash “in countries which have not abolished the death penalty, sentence of death may be imposed only for the most serious crimes in accordance with the law in force at the time of the commission of the crime." Serious violations of IHL clearly qualify, which means that international law would not prohibit the U.S. from imposing the death penalty for those violations as long as "the law in force at the time of the commission of the crime" permitted it. But again, the analogy to Nuremberg is nothing more than a craven attempt to cloak the military commissions in the mantle of Nuremberg's legitimacy, because international law no longer permits international tribunals to impose the death penalty even for serious violations of IHL — and the IMT was an international tribunal, not a domestic court. (The same is true of the NMT. The Tribunals uniformly held that they were international tribunals applying international law, even though all of the judges and prosecutors were American and they were exclusively financed by the U.S.)

Finally, cravenness aside, it's worth wondering what the Bush administration hopes to gain by analogizing the military commission's use of the death penalty to the Nuremberg executions. From a PR standpoint, the IMT and NMT's executions were a disaster — they were overwhelmingly opposed by the German people, they undermined the legitimacy of the tribunals, and they played a major role in the ultimate collapse of the war crimes program as a whole. Here is a snippet from Ulrich Herbert's book Werner Best. Biographische Studien über Radikalismus, Weltanschauung und Vernunft, 1903-1989:
The campaign against "victor’s justice" mainly targeted the Allied war crime trials rather than the German proceedings. The High Commissioners, especially John McCloy, were confronted with a growing flood of petitions, statements, and demands of German origin that all called for a revision of the sentences passed against German war criminals and heightened the expectations of the German public, especially after the German "Christmas amnesty".

The Americans endeavoured to alleviate this pressure by releasing about 60 prisoners at the turn of the year and installing a clemency board in March 1950. This board was to revise all sentences of the trials of war criminals by the US Army and the US High Commissioner. When it became clear in the course of the year that the West Germans were expected to provide a "defence contribution" due to the increasingly acute East-West confrontation, the statements of the German side started becoming more and more self-confident and demanding.

The result of the revision was announced in January 1951. It represented a major, though not all-out success of this campaign: of the 28 death penalties, 21 were converted to prison terms; 69 of the 74 prison sentences handed in for revision were reduced. 32 detainees were released immediately. In view of the magnitude of the committed atrocities - the massacres of the Task Forces, the shooting of partisans, the mass killings in concentration camps - the extent of the mitigation of the penalties was no less than stunning.

In doing this, the American occupation administration had actually greatly harmed, if not destroyed, the idea of legal prosecution of Nazi criminals. In the public perception of these sentences, the main point was not the act of mercy of the Americans toward the former enemy, which was meant to promote the political future of the fledgling West German state, but rather the associated putative admission that the war crime trials had been based on an inadequate legal, historical, and moral foundation. Thus, three quarters of the Germans rejected the revisions as insufficient, and even more regarded the seven confirmed death sentences as unjustified.
Not surprisingly, the Bush administration's insistence on convicting and executing the Gitmo detainees has already met with international criticism, further undermining the military commissions' legitimacy in the eyes of the international community. In that respect, at least, the analogy to Nuremberg does work.

Thursday, February 21, 2008

The Succession of Kosovo and Minimum Public Order
[Tai-Heng Cheng is Associate Professor of Law at New York Law School. His most recent book is State Succession and Commercial Obligations.]

I am grateful to Roger Alford for inviting me to share some thoughts on the recent developments in Kosovo.

On February 17, 2008, Kosovo’s parliament voted to declare independence from Serbia. This unilateral declaration accelerated the international decision-making process on the status of Kosovo, and requires a collective international response.

As Julian Ku noted on Opinio Juris earlier this week, decision-makers and scholars should examine their “policy preferences” regarding whether to support the succession of Kosovo from Serbia. I would add that should the international community decide to accept Kosovo’s succession claim, international actors should manage the consequences of succession to minimize disruptions to world public order and protect the human rights of all parties involved.

Appraising Kosovo’s Succession Claim. Chris Borgen has accurately pointed out that states have to decide whether or not to recognize Kosovo as an independent state. If I understand Professor Borgen’s post, in his view such recognition is merely declarative and not constitutive. If Kosovo meets the criteria for statehood, then non-recognition does not invalidate its statehood. This view might find some support in the Convention on Rights and Duties of States, concluded on December 26, 1933 in Montevideo. Article 1 of the Montevideo Convention suggests the criteria for statehood: “The state as a person of international law should possess the following qualifications: a ) a permanent population; b ) a defined territory; c ) government; and d) capacity to enter into relations with the other states.” None of these four criteria explicitly depend on recognition.

As a practical matter, however, if a substantial number of states reject Kosovo’s succession claim by withholding recognition, these states would be hard pressed (although not absolutely precluded, if the unique status of Taiwan provides any indication) to enter into diplomatic relations with Kosovo, to conclude treaties with it, or to grant it sovereign immunity independently of Serbia. In such a situation, regardless of whether scholars think Kosovo has become a state, it would not be able to fully function as a state in the international system. The reality is therefore that recognition serves a key constitutive function in the process of succession.

Policy-makers in each state should consider the consequences of granting or denying recognition to Kosovo. The Security Council reaffirmed in Resolution 1244, a Chapter VII decision, an international commitment to “substantial autonomy and meaningful self-administration for Kosovo.” Withholding recognition might encourage Serbia to resist this international decision. Granting recognition would compress the time frame for a negotiated settlement on the international consequences of Kosovo’s succession, thereby probably precluding seamless transition like the disintegration of Czechoslovakia in 1991, or the transfers of Hong Kong and Macau to China in 1997 and 1999, respectively. But it would achieve the policy-goal of providing Kosovo with autonomy and self-administration.

Managing the Impact of Kosovo’s Succession. Should the world community generally accept Kosovo’s claim to statehood, the international community must manage the disruptions to preexisting international arrangements.

There are currently few, if any, crystallized rules regarding the effects of state succession on preexisting international obligations. Every succession has unique variables and intense political pressures that have precluded the formation of customary law through consistent state practice and opinio juris. The Vienna Convention on Succession in Respect of Treaties of 1978 has entered into force, but lacks widespread ratification and binds only its handful of signatories. The Vienna Convention on Succession in Respect of State Property, Archives and Debts of 1983 was so controversial that it never entered into force.

Human Rights. In the absence of international legal rules on succession, Kosovo should rapidly accede to preexisting multilateral treaties, especially constitutive human rights treaties. This would minimize disruptions to the international human rights program, affirm Kosovo’s commitment to prevent the repetition of human rights abuses inflicted on Kosovars, reassure its Serbian minority, and, importantly, confirm its capacity to enter into treaties and its status as a state.

Investment Treaties. Serbia’s Investment and Export Protection Agency reports that Serbia has entered into 34 bilateral investment treaties, including with the USA, UK, Germany, France, Austria, Italy, and Greece. In 2007, it also ratified the Convention on the Settlement of Investment Disputes between States and Nationals of Other States. Kosovo should rapidly confirm through bilateral exchanges of diplomatic notes that Serbia’s BITs bind Kosovo, subject to modifications that may be necessary to accommodate Kosovo’s economic circumstances. If the World Bank will permit it, Kosovo should also confirm the continuity of the ICSID Convention. This strategy will help to further consolidate Kosovo’s attainment of statehood, and help minimize disruptions to the international economy.

External Debt. There is also the thorny issue of Serbia’s debt, estimated at $25 billion in November 2007. In the current volatile global economy, markets will need reassurance that this debt will be repaid. In past successions, such as the dissolutions of the Soviet Union and the Socialist Federal Republic of Yugoslavia, creditors have initially proposed that the successor states assume joint and several liabilities for preexisting debt. Eventually, however, they accepted in negotiated settlements proportional allocations of debt among successor states, and substantial debt reduction or rescheduling to accommodate the limited economic capacities of the new states.

Annex VI of the Ahtisaari Plan, to which Professor Borgen has referred in his prior blog post, proposes a negotiated settlement between Kosovo and Serbia. Under this negotiated settlement, “allocated external debt shall become a liability of Kosovo where the final beneficiary is located in Kosovo; non-allocated external debt shall be apportioned to the parties according to a proportional key to be established by agreement between the parties, in cooperation with the International Monetary Fund.” In a statement before the House Committee on Foreign Affairs, U.S. Under Secretary for Political Affairs Nicholas Burns assumed that Kosovo would share a burden of Serbia’s debt. He also noted that that the President’s 2008 budget included $151 million in aid to Kosovo, and anticipated three times that amount in international contributions from other donors.

Kosovo would be well-served by commencing debt negotiations with Serbia’s creditors immediately, regardless of whether Serbia is willing to negotiate with Kosovo at this point in time. This would signal to capital markets that Kosovo is a responsible sovereign state and help ensure access to further funds, which will be critical for Kosovo’s sustainable development. The risk that Serbia’s debts will debilitate Kosovo is limited by the availability of substantial international aid, as well as the trend in recent successions to negotiate debt repayment on reasonable terms. Creditors ultimately have no interest in imposing such onerous conditions that the successor state defaults.

In making these recommendations, I acknowledge Robert Sloane’s warning, in his thoughtful essay, “The Policies of Self-Determination: Harmonizing Self-Determination and Global Order in the Twenty-First Century, 30 Fordham Journal of International Law 1288, 1316 (2007), that policy-makers should not allow a focus on the global commercial dimensions in state succession to “obscure or minimize other fundamental values at stake.” The analysis here of next steps in the Kosovo situation is necessarily preliminary. Nonetheless, I hope I have outlined what Henry Perritt has described in 25 Wisconsin International Law Journal 129 (2007) as “a constructive approach to working out the complicated succession issues embedded in a decision over the final status of Kosovo.”

Wednesday, February 20, 2008

Consular Relations With Filipino Dancers
Who could have thought a tax case could be so ... exotic? On remand from the Supreme Court in the case of New York City v. Permanent Mission of India, Judge Rakoff was required to rule on whether New York City could recover property taxes from the Philippines, India, and Mongolia on portions of buildings used for non-consular purposes. But in order to do so the court had to distinguish between consular and non-consular purposes.

In the case of the Philippines, some of the property was leased by the Philippines government to a Philippine restaurant, Philippine bank (PNB), and Philippine airline (PAL). The question was whether any of those entities were performing consular functions within the meaning of the VCCR. The court ruled that the restaurant, but not the bank, was performing consular functions. The court was also quite emphatic that they did not have consular relations with that airline, PAL.

As the court noted, Article 5 of the VCCR "defines the purposes of a consular post broadly, by reference to its functions, i.e., 'furthering the development of commercial, economic, cultural and scientific relations between the sending State and the receiving State', 'protecting in the receiving State the interests of the sending State and of its nationals', 'ascertaining ... conditions and developments in the commercial, economic, cultural and scientific life of the receiving state, reporting thereon to the Government of the sending state', and 'helping and assisting nationals, both individuals and bodies corporate, of the sending State.'"

In assessing whether the restaurant performed such functions, the Court noted that from 1974 to 1982 the Philippine Center leased property to the Maharlika Restaurant, which "served authentic Filipino cuisine, employed Filipinos only, and was staffed with a Filipino dance troupe and musicians who performed a show during dinner. Through its culinary offerings and the evening performance, Maharlika showcased Philippine culture, folk art, ethnic music and dance to guests of the Mission and the Consulate General."

That was good enough for the court to find that the restaurant fell within the definition of consular relations. The purpose of the restaurant was to showcase Filipino culture, not to earn a profit. It did so by hiring only Filipino employees, presenting long Filipino dinner shows, and hosting official Philippine functions. "Maharlika was thus used exclusively for a consular purpose, and so is exempt under the VCCR."

I love it. As long as there is Filipino dancing you fall within Article 5's definition of "furthering the development of commercial, economic, cultural and scientific relations between the sending State and the receiving State." As for the lease with the Philippine bank and Philippine airline, no that just won't do. Far too much focus on Filipino commercial and economic relations, and not nearly enough emphasis on Filipino culture.

Now if the bank tellers had just doubled as Filipino dancers while serving customers, well, ... who knows, perhaps Filipino "teller and dancing" would suffice. Based on this YouTube video of the well-known Bayanihan Philippine Dance Company, it looks like they could multi-task.




Bush's Indefensible Comments on Peacekeeping in Darfur
At a joint press conference with Paul Kagame yesterday, President Bush was asked whether he would be willing to send U.S. troops to Darfur to help stop the systematic violence that is being committed there. Here, in relevant part, was his response:
I would say it's like — as I explained to this fellow here — that one of the lessons of the genocide in Rwanda was to take some of the early warnings signs seriously.

Secondly, a clear lesson I learned in the museum was that outside forces that tend to divide people up inside their country are unbelievably counterproductive. In other words, people came from other countries — I guess you'd call them colonialists — and they pitted one group of people against another. And an early warning sign was — and it's hard to have seen it, I readily admit, but I'm talking earlier than 1994, and earlier than the '90s — was the fact that it become a habit to divide people based upon — you know, in this case, whether they were Tutsi or Hutu, which eventually led to exploitation.
Oy gevalt. Where to begin? I guess by giving President Bush his due: yes, Belgium's actions during the 1930s, when it governed Ruanda-Urundi (present-day Rwanda and Burundi) pursuant to a League of Nations Mandate, played an integral role in creating conditions in Rwanda that eventually facilitated the 1994 genocide. As Mark Drumbl explains in Atrocity, Punishment, and International Law:
Belgian colonial administrators took a liking to the Tutsi, whom they treated preferentially. This angered the majority Hutu. In 1933, the Belgian colonial administration passed a law requiring every Rwandan to carry an ethnic identity card. The lines between Tutsi and Hutu, which traditionally had been porous and informal, suddenly became permanent and legalized. The ethnic identity card requirement persisted after Rwandan independence in 1960. Tragically, the continued presence of this requirement accelerated the genocide, insofar as persons unable to produce a Hutu card simply were slaughtered.
In every other respect, however, President Bush's response makes absolutely no sense. There is no question that the colonial powers often created ethnic divisions where previously there were none. But that fact says nothing — literally nothing — about whether it is a good idea for "outside forces" to use their military power to prevent violence between ethnic groups that are already divided. Indeed, it is particularly ironic that the joint press conference was held in a museum dedicated to the 1994 genocide in Rwanda, a genocide that may well have been avoided, or at least reduced in ferocity, had "outside forces" intervened more forcefully. Drumbl again:
The bulk of the peacekeeping effort fell upon the shoulders of the United Nations Assistance Mission in Rwanda (UNAMIR). This was headed by a Canadian, Lt. Gen. Romeo Dallaire, and was constituted by soldiers from several countries. UNAMIR had been present in Rwanda prior to and during the genocide. It's size was reduced in early 1994 with the murder, by Hutu extremists, of a number of Belgian peacekeepers, which prompted the withdrawal of the remaining Belgians. UNAMIR, despite brave and dedicated efforts, was understaffed and crimped by extremely tight rules of engagement that prevented it from fighting back against the genocideal killers or intervening more directly.

Dallaire bluntly has stated that the international community lacked the will to intervene decisively in Rwanda. Although Dallaire communicated to senior UN officials the intelligence he had received from informants well ahead of time that genocide was being planned in Rwanda, institutionally speaking the United Nations remained unmoved. The execution of the actual genocide corresponded closely to what Dallaire had been told months in advance would take place. Dallaire's requests for more forces, better equipment, and a more aggressive mandate went unheeded.
Drumbl then adds what should be obvious to anyone familiar with the situation:
Tragically, over a decade later, dithering now is occurring with regard to peacekeeping and peace-enforcement intervention to mitigate atrocity in the Darfur region of the Sudan.
Let me be clear: the entire international community was responsible for not intervening more forcefully in Rwanda, and the entire international community seems bent on repeating its mistakes in Darfur. (See Peggy's post about helicopters here, for example.)

Nevertheless, statements like President Bush's — statements that call into question the very idea of peacekeeping — only make the situation worse. And they are particularly indefensible coming from a President whose administration is now more than $1 billion behind in its overall UN peacekeeping dues — and whose recent pledge of $100 million for peacekeeping in Darfur is $15 million less than what it already owed the UN for Darfur before the announcement of the joint UN-AU peacekeeping mission.
Kosovo's Declaration: Analyzing the Legal Issues of Secession and Recognition
Having already discussed the application of Security Council Resolution 1244, I will now turn to general principles of international law concerning secession and recognition.

Thomas Franck, one of the five international law experts asked by the Canadian government to consider certain issues regarding a hypothesized secession of Quebec, wrote that:
It cannot seriously be argued today that international law prohibits secession. It cannot seriously be denied that international law permits secession. There is a privilege of secession recognized in international law and the law imposes no duty on any people not to secede.
(emphasis in original)

International law, then, does not foreclose on the possibility of secession, but it does provide a framework within which certain secessions are favored or disfavored depending on the facts. The key, then, will be to assess whether or not, based on the facts, Kosovo meets the criteria for the legal privilege of secession.

According to the BBC, Russian Foreign Minister Sergei Lavrov said concerning Kosovo:
"We are speaking here about the subversion of all the foundations of international law, about the subversion of those principles which, at huge effort, and at the cost of Europe's pain, sacrifice and bloodletting have been earned and laid down as a basis of its existence.

"We are speaking about a subversion of those principles on which the Organisation for Security and Co-operation in Europe rests, those [principles] laid down in the fundamental documents of the UN."

The main principle he refers to is that borders should be changed only by agreement.
Lavrov’s statement is a bit of an oversimplification (but not by much). The concept of self-determination is actually comprised of two distinct subsidiary parts. The default rule is “internal self-determination,” which is essentially the protection of minority rights within a state. As long as a state provides a minority group the ability to speak their language, practice their culture in a meaningful way, and effectively participate in the political community, then that group is said to have internal self-determination. Secession, or “external self-determination,” is generally disfavored as it would conflict with the territorial integrity of the pre-existing state, if that state did not accept the secession.

The Supreme Court of Canada grappled with questions of self-determination and secession in re Secession of Quebec. The Canadian court found that:
[t]he recognized sources of international law establish that the right to self-determination of a people is normally fulfilled through internal self-determination—a people’s pursuit of its political, economic, social and cultural development within the framework of an existing state. A right to external self-determination (which in this case potentially takes the form of the assertion of a right to unilateral secession) arises only in the most extreme cases and, even then, under carefully defined circumstances…
Reference re: Secession of Quebec, 2 S.C.R. 217 at para. 123 (1998).

So, unlike what Foreign Minister Lavrov says, it is not that international law denies any secession that does not come about by agreement of the parties. Rather, while issues of secession rarely receive formal adjudication, state practice does point the way to categorizing what are the “extreme cases” and “carefully defined circumstances” under which the privilege of secession exists. Based on state practice, court opinions, and other authoritative writings, any attempt to claim a legal secession—that is, where secession trumps territorial integrity—must at least show that:
(1) the secessionists are a “people” (in the ethnographic sense);
(2) the state from which they are seceding seriously violates their human rights; and
(3) there are no other effective remedies under either domestic law or international law.
I discuss this framework at greater length in this report.

Applying the framework to Kosovo, it is important to keep in mind that the situation in Kosovo is the result of numerous factors including the dissolution of a state (Yugoslavia), the general breakdown of a region, and the bad acts of the government of the pre-existing state (Federal Republic of Yugoslavia/ Serbia). The international administration of Kosovo, due to the humanitarian disaster that was being caused by the government of Serbia in 1999, is also of crucial importance. These factors play a part in making the relevant facts, and thus the legal analysis, in the case of Kosovo different from those of separatist conflicts in Georgia and Moldova, for instance.

The first issue is whether the Kosovar Albanians are a “people.” While there is an open question as to whether the Kosovar Albanians are a nation unto themselves, they are clearly a distinct people from the Serb majority of the rest of Serbia. While this may weaken the case of a legal right to external self-determination, it is nonetheless much stronger than, say, arguments by Transnistrians for secession as they clearly are not a “people” as the term is currently defined in international law.

Regarding the second prong, there is a credible argument that the Serbs were responsible for serious human rights abuses against the Kosovars (or a “grave humanitarian situation” and a “threat to international peace and security” in Res. 1244’s wording), culminating in nascent ethnic cleansing which instigated NATO’s intervention.

As for whether there is a reconciliation possible such that secession from Serbia is not the only option, the political situation prior to the declaration of independence had collapsed. The US/ EU/ Russian troika had reported back to the UN in December 2007 that dialogue had failed. While one can always hold out for hope of a negotiated solution, the positions did not seem reconcilable and there seemed to be a real concern as to whether the Albanian Kosovar community and the ethnic Serbian community would coexist peacefully within a single political entity.

I also think that one other important factor is that Kosovo is transitioning from a period of international administration. It is significant that, although Serbia has had de jure authority over Kosovo since 1999, the territory has actually been under international administration because the situation was considered so volatile. A question of whether or not to reintegrate into the pre-existing state a territory that the international community had found necessary to administer is a different situation than assessing a claim by a separatist group that, on its own, is seeking to overturn the authority of the pre-existing state and unilaterally secede. By the way, whether or not the NATO bombing campaign was illegal, as some have argued, is actually beside the point as the international administration of Kosovo was due to a subsequent Security Council Chapter VII resolution (Res. 1244, discussed in my previous post) that set the process for what was to come.

That being said, this does not necessarily mean that Kosovo’s secession is “legal.” Rather, I hope this shows that under the basic framework provided by international law there are arguments that can be made in either direction. I think this is the quintessential “tough case.” In difficult situations such as these, the issue of legality often shifts from the question of “Is it legal to secede?” to “Is it legal to recognize such a secession?” A subtly different, but nonetheless a different, question. As Daniel Thurer put it (perhaps overstating the case) in his 1998 addendum to the entry on “Self-Determination” in the Encyclopedia on Public International Law,
Rather than formally recognizing a right of secession, the international community seems to have regarded all these processes of transition as being factual rearrangements of power, taking place outside the formal structures of international law: international law only became subsequently relevant within the context of recognition.
The EU memorandum concerning Res. 1244 discussed in my previous post also stated the following concerning recognition:
"Generally, once an entity has emerged as a state in the sense of international law, a political decision can be taken to recognise it."
This reflects the general understanding that recognition itself is not a formal requirement of statehood. Rather, recognition merely accepts a factual occurrence. Thus recognition is “declaratory” as opposed to “constitutive.” Nonetheless, no state is required to recognize an entity claiming statehood.

To the contrary, a good argument may be made that states should not recognize a new state if such recognition would perpetuate a breach of international law. The treatise Oppenheim’s (Ninth), Sec. 54, states that “[r]ecognition may also be withheld where a new situation originates in an act which is contrary to general international law.” The Restatement (Third) of Foreign Relations Law of the U.S., Sec 202(2), explains that
A state has an obligation not to recognize or treat as a state an entity that has attained the qualification for statehood as a result of a threat or use of armed force in violation of the United Nations Charter.
The BBC reports that:
In Russia and Serbia's view, since there is no agreement [by Serbia to change its borders], there should be no recognition.
But, absent any qualification, that cannot be legally correct. Changing the boundaries of a sovereign state (Serbia) in and of itself would not make Kosovar independence illegal as the international community has come to accept secession under certain circumstances (discussed above).

Moreover, even acts that were illegal at the outset:
may eventually acquire legal status if, as a matter of empirical fact, it is recognized that through a combination of acquiescence and prescription, an illegal act may at some later point be accorded some form of legal status. In the law of property, for example, it is well known that a squatter on land may ultimately become the owner if the true owner sleeps on his right to reposess the land. In this way, a change in the factual circumstances may subsequently be reflected in change in legal status. It is, however, quite another matter to suggest that a subsequent condonation of an initially illegal act retroactively creates a legal right to engage in the act in the first place. The broader contention is not supported by the international principle of effectivity or otherwise and must be rejected.
Reference re: Secession of Quebec, at para. 146.

For that argument to work here, one would need to conclude that, although Serbia maintains a claim to Kosovo, some relevant portion of the international community treats Kosovo as a state and it is effectively operating as one. (This, in part, draws on the declaratory role of recognition.) While some argue that the ongoing objection of a predecessor state (Serbia) should prevent any third-party state from recognizing a secession, the U.S. (as well as other countries, I believe) has consistently argued that such recognition is not required as a matter of law. Thus, the U.S. has held the view that despite the objections of the predecessor state, the international community can recognize a secession.

More generally, state practice evinces that in matters of state recognition there is, absent a clear indication of illegality, deference to the political process of each state as to whether or not to recognize an aspirant state. For an example of the international community indicating illegality, the Security Council issued a resolution against the recognition of the Turkish Republic of Northern Cyprus. There is no such resolution here. To the other extent, there seems to be a rising tide of acceptance. Is this a legal rule? No. It is simply a realization that, in cases of secession, law and politics are especially tightly intertwined.

In the end, I have no quick answer regarding whether or not Kosovo’s declaration of independence is legal or illegal. As explained in my previous post, I am skeptical of arguments that Resolution 1244 would prohibit Kosovo from becoming sovereign. However, I am also aware that the international law of self-determination has a bias against secession. (It is a bias that I think is well justified.) Nonetheless, I do think there is a real and credible argument to be made that Kosovo’s declaration does not offend international law and, similarly, neither does the recognition of Kosovo by the United States or other third party states.

If we take as a given that secession is not utterly prohibited by international law, then the case of Kosovo presents a set of facts that I think are quite persuasive: an ethnic group (though perhaps not a “nation”), within a region with historically defined boundaries (Kosovo as a province), after an international intervention to prevent a humanitarian disaster being caused by the predecessor state, and after years of negotiations with the predecessor state leading to a complete deadlock, seeks independence via a declaration that is coordinated with, and supported by, a large segment of the international community (supposedly 100 states had indicated that they would recognize Kosovo).

It is a situation that I think provides an apt counterexample to specious claims for a “right” to secede, such as those of Transnistria, which due to different material facts would fail under the same legal framework.