Opinio Juris

A weblog dedicated to reports, commentary, and debate on current developments and scholarship
in the fields of international law and politics

Friday, May 16, 2008

ATS Apartheid Case Affirmed by Supreme Court
In a strange move, the Supreme Court on Monday affirmed the ATS Apartheid case of Khulamani v. Barclay Bank (recaptioned at the Supreme Court as American Isuzu Motors v. Ntsebeza). The stated reason? The Court lacked a quorum. From the docket sheet:

Because the Court lacks a quorum, 28 U.S.C. § 1, and since a majority of the qualified Justices are of the opinion that the case cannot be heard and determined at the next Term of the Court, the judgment is affirmed under 28 U. S. C. § 2109, which provides that under these circumstances the Court shall enter its order affirming the judgment of the court from which the case was brought for review with the same effect as upon affirmance by an equally divided Court. The Chief Justice, Justice Kennedy, Justice Breyer, and Justice Alito took no part in the consideration or decision of this petition.
Under 28 U.S.C. § 1, "the Supreme Court of the United States shall consist of a Chief Justice of the United States and eight associate justices, any six of whom shall constitute a quorum." And under 28 U.S.C. § 2109, in any case "which cannot be heard and determined because of the absence of a quorum of qualified justices, if a majority of the qualified justices shall be of opinion that the case cannot be heard and determined at the next ensuing term, the court shall enter its order affirming the judgment of the court from which the case was brought for review with the same effect as upon affirmance by an equally divided court." Apparently four justices had to recuse themselves and therefore the Court lacked the six justice quorum required to decide the case.

If you look at the list of defendants it is perhaps not surprising that many of the justices had a conflict. Still, I have never heard of anything like this in such an important case. Lyle Denniston has more here.

Tuesday, May 6, 2008

Pamela Anderson Becomes a US Citizen (But a Member of the Superclass She's Not)
It's true. She was born a Canadian (and presumably remains one, joining the legions of dual citizens). Said Anderson of the development: "Being a citizen excites me not just because I can vote, but because I can crack the whip on Capitol Hill to defend animals." But surely that's a whip that could have been receptively cracked as a noncitizen, too. I doubt many congressmen were asking to see her passport at the office threshold. (Baywatch, by the way, is according to the Guinness Book of World Records the most watched TV show of all time, with 1.1 billion viewers worldwide.)

That said, Anderson clearly doesn't belong to the group of 6000 individuals who run big international organizations and "can have much more power over key aspects of your daily life and over global trends than most officials in Washington are likely to have, except in the most extreme circumstances." See this WaPo distillation by David Rothkopf of his new book Superclass: The Global Power Elite and the World They Are Making, which looks like an interesting, best-seller take on the migration of power in the face of globalization. These folks don't need US citizenship, either, and yet many are cracking less appealing whips here and elsewhere.

Wednesday, April 30, 2008

The Law Firm of 2025: Richer, Larger, More Global
The American Lawyer has just published a great article on the future of law firms. The bottom line: successful law firms will be global operations with thousands of lawyers led by an elite group of partners with staggering profits-per-partner. Here is an excerpt:


The projections make it clear that U.S. corporate law firms of the future will be wealthier, larger, and more international than they were in the past…. Six firms … will gross more than $10 billion: Kirkland & Ellis; Mayer Brown; Baker & McKenzie; Jones Day; Skadden; and Latham. By 2025 Latham, at $23 billion, will have dramatically outpaced Skadden, its nearest competitor at $15.9 billion.

The PPP [profits-per-partner] projections for 2025 have Wachtell partners bringing home almost $15.7 million (before adjusting for inflation). Cravath, Swaine & Moore's PPP will be $9.6 million; Skadden's $6 million; and Baker & McKenzie's $2.5 million. The highest 2025 projected profits per partner are at Cadwalader, Wickersham & Taft, where the model suggests partners will net nearly $20 million apiece in 2025….

White & Case is projected to be the biggest of the 47 firms in the analysis, with 13,824 lawyers; Baker & McKenzie will follow closely behind with 13,512. More than three-quarters of the lawyers at both firms will be based outside the United States. Jones Day will have 11,623 lawyers and Latham 11,066, of whom almost 40 percent will be international….

And as the roster of firms atop the PPP and RPL projections indicates, the gap between firms will grow ever larger. The rich will continue to get richer and the poor relatively poorer…. Big firms will become bigger relative to smaller firms; and firms with a strong international presence will stand in greater contrast to those firms that have a minimal or no international presence.

These projections present numerous challenges and opportunities for firms in The Am Law 200. For firms to maintain the growth rates they established in the last 20 years-the rates that resulted in these optimistic predictions-they will have to grapple with a number of critical questions:

Will the market for high-end corporate legal services continue to expand? The projections assume that demand will continue to grow at historic rates. For that to happen, however, law firms will have to penetrate or create new markets, whether in other countries or new practice areas. …

How will the firms of the future manage the complexities of their ever-increasing size and geographical scope? The firm of the past had a few hundred lawyers. Several firms today have more than 1,000-but in 20 years, a 1,000-lawyer firm will be midsize. And firms will be much more geographically dispersed. Managing complexity will require that firm leaders continually develop and market their firm's expertise, while at the same time nurturing talent.

What will be the organizational identity of firms with an increasing percentage of lawyers outside the U.S.? A number of firms will cross the threshold and become global operations, no longer just U.S. firms with an international presence. Will such firms suffer identity crises? Will they be able to create a global identity that unites their partners worldwide?

Will firms that have avoided international expansion be able to continue to grow? Projections suggest that in 2025 Wachtell will still be wholly domestic and Cravath will have only about 6 percent of its lawyers outside the U.S. If the market forces them to move to a more global model, they may suffer significant financial and cultural costs, especially if they have to move quickly. Domestic firms with less marketable reputations may be hurt even more if they have to play global catch-up….

Tuesday, April 29, 2008

When Does Application of the Warsaw Convention End and State Tort Law Begin?
Last week a Florida state court rendered an interesting decision on the scope of application of the Warsaw Convention. The court recognized that state tort law is preempted by the Warsaw Convention, but the critical question in Bowe v. Worldwide Flight Services was at what point in exiting a plane does the application of the treaty end and state tort law begin.


The plaintiffs in this case allege they were injured as a result of an accident that occurred on an up escalator as they exited an area the parties describe as a “bus depot,” located one level below Main Concourse E at the airport, when Mrs. Ferguson, Mrs. Deleveaux's eighty-eight-year-old mother, apparently fell backward onto both Ms. Bowe and Mrs. Deleveaux, resulting in all three suffering personal injuries. The complaint alleges the defendants were negligent by failing to fulfill a request for wheelchair assistance made for Mrs. Ferguson, which caused the plaintiffs to fend for themselves and hence, the escalator accident.

The record reflects the accident in this case occurred on July 29, 2001. Ms. Bowe, Mrs. Deleveaux, and Mrs. Ferguson had just arrived in Miami on an American Eagle commuter aircraft from Nassau. The aircraft arrived at a freestanding building, separate from the main concourse. In accordance with practice for aircraft arriving at that location, Ms. Bowe, Mrs. Deleveaux, and Mrs. Ferguson departed the aircraft and boarded an American Airlines bus for the short trip to the main terminal. The bus brought them to the bus depot. Although it appears from the record the bus depot is served by two escalators and an elevator, at best the record is murky concerning ingress, egress, and the extent to which the general passenger populace on the concourses is free to enter the depot area….

The preemptive effect of the Convention on local law extends no further than the Convention's own substantive scope. In this regard, it is clear from the text of the Convention it applies only to a “carrier.” Warsaw Convention, art. 17. In addition, the Convention applies only to injuries occurring either on board an aircraft or “in the course of any operations of embarking or disembarking.” Warsaw Convention, art. 17. These requirements constitute the initial inquiries we must make to determine whether the Convention is applicable to the claims being made and those we must consider here….

The Warsaw Convention also does not define or elucidate upon the phrase “operations of embarking or disembarking.” See Warsaw Convention, art. 17. However, it is clear the term does not automatically exclude events transpiring, as is the case here, within an airline terminal building. Rather than impose location-based or other rigid criteria to delimit these periods of liability under the Warsaw Convention, courts employ a three-prong test or guide to determine whether a passenger is entitled to seek the benefits of the Convention by considering: (1) the passenger's activity at the time of the accident; (2) the passenger's whereabouts at the time of the accident; and (3) the amount of control being exercised by the carrier at the time of the injury. In addition, when considering these factors, these same courts have made clear that no single factor is dispositive. Instead, “the three factors form a ‘single, unitary [analytical] base.'"

That three-part test poses difficult questions as to when the application of the treaty ends and state law begins. Depending on what the passenger is doing, where they are doing it, and whether they are “controlled” by the carrier, the Warsaw Convention applies. The key idea is that there is a point in every flight of every passenger that he or she ceases to “disembark” from flight. At that exact moment state tort law applies. But before that moment, the Warsaw Convention applies and preempts contrary state law. So where should that line be? At the airplane door, the terminal gate, the baggage carousel, or perhaps the airport parking lot?

Incidentally, the court in Bowe makes no mention of Medellin and whether the Warsaw Convention should still be interpreted as a self-executing treaty in light of Medellin. Supreme Court precedent indicates that the Warsaw Convention is self-executing, but the preemption analysis in the Supreme Court’s decision in El Al Israel v. Tseng offers a useful comparison to the self-executing analysis in Medellin. In El Al Israel, the Court ruled that a “home-centered preemption analysis … should not be applied, mechanically, in construing our international obligations” and that the “text, drafting history, and underlying purpose of the Convention” should be examined to determine whether a treaty preempts state law. The Court also looked extensively to the interpretations given to the treaty in the “opinions of sister signatories.” Medellin, by contrast, focused primarily on text and the interpretion of the United States, which it said is entitled to great weight. As we try to make sense of Medellin, it would be useful to analyze why the Court ruled that the Warsaw Convention is self-executing in El Al Israel, but that in Medellin it ruled that Article 94 of the U.N. Charter is not.


Thursday, April 24, 2008

Paris Grants the Dalai Lama Honorary Citizenship and the Sparks Fly
Story here and here. On the one hand, it nicely demonstrates of the dangers of local foreign policy. Local pols decide to do some showboating, out of their depth and unlikely to shoulder the consequnces, and next thing you know, you're looking at World War III.

On the other hand, this may just be a hangover from the old world. It's only honorary citizenship, after all — what's the big deal? And it's local citizenship, not national. The French government has carefully distanced itself from the Paris' action. Why should China hold France responsible? It's surely sophisticated enough to understand domestic democratic politics to see that this is hardly a statement of national foreign policy. If China has a problem with the city council policy, why not take it up directly with the mayor?

In most contexts, dealing with more up-to-date governments than China, there's no problem with this kind of activity. European cities have extended honorary citizenship to death-row inmates in the United States, including Mumia Abu-Jamal and Joseph O'Dell, and it hasn't exactly brought down U.S.-European relations or sparked rioting in front of Sofitels. Democracies can take this kind of disaggregated interaction. Perhaps others can't, at least not yet.

Wednesday, April 23, 2008

Sovereign Accountability for Human Rights Abuses
One of the unintended consequences of the movement to hold corporations liable for aiding and abetting human rights abuses is that doing so may prove to be the most effective way of holding sovereigns accountable. That is the surprising conclusion of my latest article just published in the Notre Dame Law Review. Here is an excerpt:


One has a nagging suspicion that human rights litigation against corporations is a proxy fight in which the accomplice is pursued while the principal evades punishment. Indeed, if a corporation is accused of "aiding and abetting" human rights abuses, this is all but a concession that the corporate actor is not the principal wrongdoer. It is of course possible that this controversial trend toward corporate responsibility may reflect a genuine concern about corporate abuse of power. But more likely it reflects an abiding frustration that the primary perpetrators-sovereigns-are beyond the reach of most victims. If victims cannot pursue claims against the principal, they will resign themselves to pursue claims against those who aid and abet.

How have we come to this state of affairs, in which the corporation is pursued while the sovereign evades punishment? Why should the corporate accomplice alone be found liable if the sovereign is the primary malfeasor? For the first time in scholarly literature, this Article suggests an alternative approach, a solution to this conundrum. It suggests that corporations have existing tools to remedy the situation, drawing on principles derived from human rights, contract law, and arbitration. The essential idea is that if a corporation is found liable for aiding and abetting human rights abuse, it may invoke contractual provisions in the agreement with the sovereign to arbitrate the question of shared responsibility. While the victims may not pursue the sovereign, there is no impediment for a corporation that is found liable to pursue the sovereign in arbitration to secure its share of liability, either in the form of contribution or indemnification. In short, human rights litigation against the corporation could lead to "who pays" arbitration against the sovereign….

The purpose of this Article is not to affirm or disaffirm this trend of holding corporations liable under international law. Rather its purpose is to recognize an observable trend in human rights litigation patterns and consider its ramifications. If corporations increasingly are subject to international responsibility, then this portends new avenues for holding sovereigns responsible for their share of the liability….

Human rights litigation followed by "who pays" arbitration is a two-step process that overcomes the traditional immunity that sovereigns enjoy in human rights litigation. Thus far, human rights litigants have attempted to scale an impregnable wall of sovereign immunity by relying on awkward FSIA tools such as commercial activity or implied waivers. But corporations have no such difficulties. They can invoke provisions in their contracts that were specifically drafted to fulfill the relatively straightforward FSIA exceptions of express waiver and arbitration. Corporations typically cannot implead and crossclaim against the sovereign in the underlying litigation. But they can do the next best thing by arbitrating the question of who pays for the human rights abuses. Effectively, the arbitration procedure operates as a second-tier cross-claim by one malfeasor against the other.

What is particularly important about this paradigm shift is that heretofore human rights abuse has been a relatively cost-free enterprise for perpetrators, particularly sovereigns…. But with corporate liability that equation changes dramatically. To use Guido Calabresi's scheme of cost avoidance, monetary incentives are placed on corporations to change their conduct so as to reduce the number and severity of human rights violations…. And by imposing a cost on corporations that aid and abet sovereign abuse, those corporations will become cost avoiders…. Holding corporations liable and then arbitrating who pays is a mechanism of imposing costs and then spreading the costs, resulting in the corporation and the sovereign becoming cost avoiders. By imposing and spreading costs to the secondary and primary perpetrators, greater fairness between the malfeasors is achieved and deterrence from human rights abuse is enhanced. Contractual arbitration between the corporation and the sovereign over who pays transfers costs imposed on the corporation and creates shared incentives to implement and enforce human rights obligations.

Monday, April 21, 2008

John Ruggie on Corporate Complicity for Human Rights Violations
John Ruggie, the Special Representative of the Secretary-General on Human Rights and Transnational Corporations, issued a draft report last week that "presented a conceptual and policy framework to anchor the business and human rights debate." The section that particularly grabbed my attention was on corporate complicity for human rights violations. Notice the shift toward recognition of corporate responsibility for international law violations, something that has been debated for decades:


73. The corporate responsibility to respect human rights includes avoiding complicity. The concept has legal and non-legal pedigrees, and the implications of both are important for companies. Complicity refers to indirect involvement by companies in human rights abuses - where the actual harm is committed by another party, including governments and non-State actors. Due diligence can help a company avoid complicity.

74. The legal meaning of complicity has been spelled out most clearly in the area of aiding and abetting international crimes, i.e. knowingly providing practical assistance or encouragement that has a substantial effect on the commission of a crime, as discussed in the 2007 report of the Special Representative. The number of domestic jurisdictions in which charges for international crimes can be brought against corporations is increasing, and companies may also incur non-criminal liability for complicity in human rights abuses.

75. In non-legal contexts, corporate complicity has become an important benchmark for social actors, including public and private investors, the Global Compact, campaigning organizations, and companies themselves. Claims of complicity can impose reputational costs and even lead to divestment, without legal liability being established. In this context, allegations of complicity have included indirect violations of the broad spectrum of human rights - political, civil, economic, social, and cultural.

76. Owing to the relatively limited case history, especially in relation to companies rather than individuals, and given the substantial variations in definitions of complicity within and between the legal and non-legal spheres, it is not possible to specify definitive tests for what constitutes complicity in any given context. But companies should bear in mind the considerations set out below.

77. Mere presence in a country, paying taxes, or silence in the face of abuses is unlikely to amount to the practical assistance required for legal liability. However, acts of omission in narrow contexts have led to legal liability of individuals when the omission legitimized or encouraged the abuse. Moreover, under international criminal law standards, practical assistance or encouragement need neither cause the actual abuse, nor be related temporally or physically to the abuse.

78. Similarly, deriving a benefit from a human rights abuse is not likely on its own to bring legal liability. Nevertheless, benefiting from abuses may carry negative implications for companies in the public perception.

79. Legal interpretations of “having knowledge” vary. When applied to companies, it might require that there be actual knowledge, or that the company “should have known”, that its actions or omissions would contribute to a human rights abuse. Knowledge may be inferred from both direct and circumstantial facts. The “should have known” standard is what a company could reasonably be expected to know under the circumstances.

80. In international criminal law, complicity does not require knowledge of the specific abuse or a desire for it to have occurred, as long as there was knowledge of the contribution. Therefore, it may not matter that the company was merely carrying out normal business activities if those activities contributed to the abuse and the company was aware or should have been aware of its contribution. The fact that a company was following orders, fulfilling contractual obligations, or even complying with national law will not, alone, guarantee it legal protection.

81. In short, the relationship between complicity and due diligence is clear and compelling: companies can avoid complicity by employing the due diligence processes described above - which, as noted, apply not only to their own activities but also to the relationships connected with them.

Friday, April 18, 2008

Bellinger Speaks Out on ATS Litigation
Last week State Department Legal Adviser John Bellinger delivered an important speech at Vanderbilt Law School on Alien Tort Statute litigation. The speech was a fascinating analysis of the future of ATS litigation, particularly its costs and benefits. To my knowledge, the speech is the first comprehensive statement ever by a senior Administration official, Republican or Democratic, about the legal and policy issues posed by ATS litigation.

Bellinger starts with a nice summary of the significant legal questions that remain unanswered since Sosa:


This continued litigation under the ATS reflects fundamental problems with how lower courts have approached these suits. These problems center on five key issues: First, whether the ATS applies extraterritorially – that is, whether a U.S. court can properly apply U.S. federal common law under the ATS to conduct that occurred entirely in the territory of a foreign State. Second, even if such a cause of action could properly be recognized, whether exhaustion of adequate and available local remedies in that foreign country should be a prerequisite to bringing an ATS suit. Third, whether corporations or other private entities may be held liable under the ATS for aiding and abetting human rights abuses perpetrated by foreign governments. A fourth issue is how to apply Sosa’s requirement that an international-law norm be sufficiently accepted and specific. And fifth, in what circumstances should courts dismiss suits based on what Sosa referred to as “case-specific deference to the political branches”?

Bellinger then highlights the costs and benefits of ATS litigation. The three principal benefits of ATS litigation he outlines are: (1) promoting accountability and providing a public voice to victims; (2) raising public and political awareness of human rights abuses; and (3) advancing U.S. participation in the development of customary international law. But these benefits, he asserts, are not legal arguments, and may not be as great as they appear.

As for the costs, Bellinger identifies three: (1) ineffective relief in most cases; (2) “diplomatic costs” and the (3) “lack of democratic checks and accountability.” I think the diplomatic costs of ATS litigation are particularly important and real, and rarely included in the calculus of whether to allow ATS litigation to go forward. As Bellinger notes, the United States is perceived by other countries to be a “rogue actor” by encouraging international civil litigation against other countries but resisting efforts to hold the United States criminally responsible before international tribunals.


We are perceived, accurately, as having in effect established an International Civil Court – a court with jurisdiction to decide cases brought by foreigners arising anywhere in the world, by the light only of its own divination of universal law, and through the extraterritorial application of U.S. law concerning rights and remedies. By itself, this can be grating enough to foreign governments. But it is especially so when taken together with both the fact that the U.S. often argues vigorously against the assertion by foreign courts of universal jurisdiction to hear cases involving U.S. officials, and the fact that the U.S. has declined to join the International Criminal Court because of concerns about that tribunal’s jurisdiction.

I think that argument of diplomatic costs has a tremendous amount of force. Of course, reasonable people may disagree as to whether that means we should curtail ATS litigation in the United States or welcome the possibility of international criminal litigation elsewhere against United States actors. The status quo, however, does appear duplicitous and understandably is perceived as such by other countries.

The absence of democratic accountability is another important cost of ATS litigation, and one that highlights the potential disconnect between Executive branch interests and the victims’ interests.


The Executive Branch has real interests in ensuring that as a matter of policy, ATS litigation does not interfere with its conduct of foreign relations. I have already noted foreign governments’ concerns about the scope of U.S. court jurisdiction under the ATS. In addition, recent ATS suits have been used by litigants to duplicate, replace, or proceed on top of the U.S. government’s systemic efforts to reform foreign government practices or help end foreign conflicts. Often, these suits are brought as class actions for all aliens injured by the challenged conduct, effectively asking the U.S. courts to serve as administrator of an international claims program for foreign nationals.

The solution, Bellinger suggests, is either for courts to exercise more restraint consistent with Sosa, or for Congress to introduce legislation that curtails ATS litigation in a manner akin to the Torture Victim Protection Act (which includes a statute of limitations and defined causes of action) or the Flatow Amendment to the FSIA (which allows for greater Executive branch involvement in limiting the scope of litigation).

The take away message is that Sosa’s attempt to rein in ATS litigation has largely failed and that if courts do not more carefully monitor this litigation it will continue to cause foreign relations problems.

It is an important message. I think it would be quite valuable for a scholar to carefully examine the various statements of interest and amicus briefs filed by the United States in over a dozen ATS cases, combined with the concerns expressed in Bellinger's speech to illuminate the foreign affairs concerns at stake in ATS litigation.

In sum, Bellinger appears to be echoing some of the concerns raised by the Supreme Court in Sosa. As the Court put it in that case, "Since many attempts by federal courts to craft remedies for the violation of new norms of international law would raise risks of adverse foreign policy consequences, they should be undertaken, if at all, with great caution." Then again in a footnote the Court emphasized that a "possible limitation" to ATS litigation "is a policy of case-specific deference to the political branches.... In such cases [as the apartheid litigation], there is a strong argument that federal courts should give serious weight to the Executive Branch’s view of the case’s impact on foreign policy." That foreign policy limit identified by the Court and now repeated by the State Department Legal Adviser has yet to be fully explored by the courts or scholars.

Monday, April 14, 2008

Free Speech at the Olympics
Free speech at the Beijing Olympics is becoming a hot topic. IOC President Jacques Rogge held a press conference last week taking a firm line restricting all political speech anywhere at an Olympic site.


Rule 51.3 of the Olympic Charter provides that “no kind of demonstration or political, religious or racial propaganda is permitted in any Olympic sites, venues or areas," a principle that has been in the Olympic Charter for more than 50 years in order to preserve the universality of the Games. "The application of this regulation is common sense," explained Rogge, adding that without this rule, Olympic competitions and ceremonies could be used as a stage for all different kinds of political statements about armed conflicts, regional differences of all kind, religious disputes and many others.

"If athletes genuinely want to express their opinion, that's fine," Rogge continued. "But let's not forget, there is also the right not to express an opinion. Athletes should feel no moral obligation to speak out. They deserve the right to focus on their preparations and should not be made to feel obliged to express themselves if they do not wish to. The IOC and the National Olympic Committees have the duty to protect them from any kind of pressure. In any case, I do not expect there will be many incidents (of breach of rule 51). Athletes are mature and intelligent people. They will know what they can say or not say. If they have doubts, the IOC and the NOCs are here to guide them."

I have mixed feelings about this issue. I would strongly oppose any boycott of the Olympic games, but I am troubled by the prospect of a prior restraint on political speech at any Olympic venue or site. What qualifies as a “demonstration” or “political propaganda”? Can an athlete walk around the Olympic village with a yellow ribbon attached to his shirt to symbolize his support for a Free Tibet? Can athletes discuss with reporters (or publish blog posts from their Olympic village apartments) about anything political, such as China’s human rights record, the great firewall of China, Darfur, or its lax intellectual property record? And if free speech is restricted in the Olympic areas, will there be free speech zones somewhere at or near the Olympics, as was the case at the 2002 Olympics in Utah?

Friday, April 4, 2008

Chief Judge Kozinski on the Death of the First Amendment
Ninth Circuit Chief Judge Alex Kozinski declared in a speech today that the First Amendment is dead. In a keynote speech entitled “The Late, Great First Amendment” given at a Pepperdine Law Review symposium, Kozinski offered a detailed analysis of the consequences of the Internet age for First Amendment jurisprudence. I’m sure that Eugene Volokh, Jack Balkin and other bloggers at the First Amendment conference will have their own take on his speech. But from my perspective, the essence of his speech was that, in a day when Internet speech is not capable of suppression, the ability of the First Amendment to have a moderating effect is now gone. What use does a constitutional limitation have on government restrictions on speech when the government no longer has the ability to control speech?

Kozinski argued that today we live in an age when whistleblowers are unknowable, documents are leaked without consequence, blogger journalists are anonymous and judgment proof, and the mainstream media is in financial peril. Any attempts to restrict speech results in that speech replicated a thousand times over. As such, the First Amendment jurisprudence that we cherish so dearly is now obsolete.

Brandenburg v. Ohio? Dead. Who cares about parades? There once was a time when parades mattered and the government might be predisposed to try to restrict such speech. Not anymore. The days of trying to express ideas through that medium are gone.

New York Times v. Sullivan? Dead. Who cares about libel and slander by the New York Times? Defamation by the mainstream media is the least of our worries. In the Internet age, anonymous bloggers in Turkmenistan are the ones most likely to engage in such conduct, and they are service-proof and judgment-proof.

Campaign finance laws? Dead. Who cares about restrictions on the official campaigns when all the action is on the Internet. The iconic campaign ad of the year has been the Hillary Clinton 1984 Video, a citizen ad which has now been viewed by over 5 million people on YouTube. How can the government hope to regulate that kind of speech?

Cohen v. California? Dead. Who cares about an offensive jacket with the provocative statement “Fuck the Draft”? Everyone can now reach an audience of thousands through anonymous political speech. Even if the government wanted to restrict such speech today, they would be incapable of doing so.

Privacy? Dead. Barbra Streisand may attempt to restrict images on the Internet of her home, but her very effort to do so has led to the proliferation of those images, not the suppression of them.

Whistleblower protection laws? Dead. Who cares about Bob Woodward and other such journalists when the next Deep Throat can just share his information anonymously on the Internet? Wikileaks and a dozen other websites allow anonymous reporting without a journalist as intermediary. Anyone can share valuable information about government conduct, celebrity news, or private misconduct at very little risk. And any attempt to suppress that information will only guarantee its exponential multiplication.

Kozinski clearly was alarmed by what the Internet has wrought. But he saved his strongest criticism for the potential impact that the new media will have on the old media. The New York Times currently has sixty staff in Iraq covering the Iraq war. But what happens to news outlets when bloggers make it financially unsustainable to send reporters to such far-flung places? Even today, a dozen regional newspapers are no longer sending reporters on campaign buses to cover the major presidential candidates. It is simply not cost effective to do so, and hence they are getting the news the same way everyone else is. The result is more voices, but less quality.

Kozinski concluded by saying that we may disagree about whether this new world is better or worse, but there is no question that it is different. The First Amendment presumes that the government has the motive and the means to suppress speech. That no longer holds true today. We live in an age of the late, great First Amendment.


Wednesday, April 2, 2008

The Use of Statutory Construction in Defining Torture
Here is a key excerpt from pages 36-39 of the March 2003 "Torture" Memorandum:


Section 2340 defines the act of torture as an: act committed by a person acting under the color of law specifically intended to inflict severe physical or mental pain or suffering (other than pain or suffering incidental to lawful sanctions) upon another person within his custody or physical control....

The key statutory phrase in the definition of torture is the statement that acts amount to torture if they cause "severe physical or mental pain or suffering." In examining the meaning of a statute, its text must be the starting point. See INS v. Phinpathya, 464 U.S. 183, 189 (1984). Section 2340 makes plain that the infliction of pain or suffering per se, whether it is physical or mental, is insufficient to amount to torture. Instead, the pain or suffering must be "severe." The statute does not, however, define the term "severe." "In the absence of such a definition, we construe a statutory term in accordance with its ordinary or natural meaning." FDIC v. Meyer, 510 U.S. 471, 476 (1994). The dictionary defines "severe" as "[u]nsparing in exaction, punishment, or censure" or "[I]nflicting discomfort or pain hard to endure; sharp; afflictive; distressing; violent; extreme; as severe pain, anguish, torture." Webster's New International Dictionary 2295 (2d ed. 1935); see American Heritage Dictionary of the English Language 1653 (3d ed. 1992) ("extremely violent or grievous: severe pain") (emphasis in original); IX The Oxford English Dictionary 572(1978) ("Of pain, suffering, loss, or the like: Grievous, extreme" and "of circumstances ...: hard to sustain or endure"). Thus, the adjective "severe" conveys that the pain or suffering must be of such a high level of intensity that the pain is difficult for the subject to endure.

Congress's use of the phrase "severe pain" elsewhere in the U. S. Code can shed more light on its meaning. See, e.g., West Va. Univ. Hosps., Inc. v. Casey, 499 U.S. 83, 100 (1991) ("[W]e construe [a statutory term] to contain that permissible meaning which fits most logically and, comfortably into the body of both previously and subsequently enacted law.). Significantly, the phrase "severe pain" appears in statutes defining an emergency medical condition for the purpose of providing health benefits. See, e.g., 8 U.S.C. § 1369 (2000); 42 U.S.C § l395w-22 (2000); id. § 1395x (2000); id. § 1395dd (2000); id § 1396b (2000); id § 1396u-2 (2000). These statutes define an emergency condition as one "manifesting itself by acute symptoms of sufficient severity (including severe pain) such that a prudent lay person, who possesses an average knowledge of health and medicine, could reasonably expect the absence of 'immediate medical attention to result in-placing the health of the individual ... (i) in serious jeopardy, (ii) serious impairment to bodily functions, or (iii) serious dysfunction of any bodily organ or part." Id. § 1395w-22(d)(3)(B) (emphasis added). Although these statutes address a substantially different subject from section 2340, they are nonetheless helpful for understanding what constitutes severe physical pain. They treat severe pain as an indicator of ailments that are, likely to result in permanent and serious physical damage in the absence of immediate medical treatment. Such damage must rise to the level of death, organ failure, or the permanent, impairment of a significant body function. These statutes suggest that to constitute torture "severe pain" must rise to a similarly high level-the level that would ordinarily be associated with a physical condition or injury sufficiently serious that it would result in death, organ failure, or serious impairment of body functions.


If there was one principal complaint about the torture memos, it would be about statutory construction. When critics ridicule the memos for equating torture with organ failure, they are doing so because they disagree with how the statute was interpreted.

So let's look at the use of statutory construction in defining torture, and especially the phrase "severe pain." It is worth noting that the memo relied on only two rules of statutory construction to define "severe pain." First it focused on plain meaning and cited dictionary definitions. Second, it used the rule of in pari materia, which says that when a statute is ambiguous its meaning may be determined in light of other statutes on the same subject. Much of the criticism has been on the misuse of the second rule, arguing that a statute about health benefits is not on the same subject as a statute about torture.

But little has been said of other rules of statutory construction that were ignored. I think it would be worthwhile to open up discussion and identify other rules of statutory construction that could (and arguably should) have been used in the torture analysis. Legislative intent is one obvious rule of construction. Avoidance of an unconstitutional interpretation is another. The Charming Betsy doctrine that would require the statute to be read consistent with international law is yet another. A fourth might be judicial interpretations (at home and abroad) of the Convention Against Torture. Previous interpretations of the statute would be a fifth. The rule of ejusdem generis is a sixth, which would have led to an interpretation of "severe" that could apply to both physical and mental pain. Are there others that come readily to mind? For example, is there any room to argue for Chevron deference or other rules of statutory construction?

Tuesday, March 18, 2008

Oral Argument in Heller and the English Roots of the Second Amendment
As expected, during today's Supreme Court oral argument in District of Columbia v. Heller there was no discussion whatsoever of comparative analysis of gun control laws in other countries or comparative death rates. To the extent there was any discussion of foreign authority, it was all about English history as an interpretive device for understanding the Second Amendment.

Here are the six key exchanges on that topic:




Comparative Death Rates and the Second Amendment
The final group of amicus briefs I would like to highlight compares the firearm death rates in different countries to argue for and against gun control. An amicus brief by the American Academy of Pediatrics, et. al. offers an interesting comparative analysis of the firearm death rates in the Untied States and other democratic nations.

The firearms death rate in the United States far surpasses that of other democratic nations. A 1997 study analyzing firearms deaths for children aged 14 or under in 26 industrialized countries found that 86 percent of all deaths occurred in the United States. The rate for firearms homicide alone was 16 times higher in the United States, while the firearms suicide rate was 11 times higher and the firearms unintentional death rate was nine times higher.

In 1995, the firearms death rate in the United States was 13.7 per 100,000. In comparison, the firearms death rates in countries that severely limit access to handguns were significantly lower. For example, in 1995, Canada had a firearms death rate of 3.9 per 100,000; Australia had a rate of 2.9 per 100,000; and England and Wales had rates of 0.4 per 100,000. One of the most glaring distinctions between these countries and the United States is the significantly lower incidents of lethal violence caused by handguns.

Another amicus brief filed by Professors of Criminal Justice makes similar comparisons:

Criminological research has established that the high rate of handgun homicides in the United *7 States is due, at least in part, to the high rate of handgun ownership in the United States. The rate of handgun ownership and the rate of handgun homicides in the United States, when compared to the same data from other countries, illustrate the strong correlation between the availability of handguns and the incidence of handgun homicides.... [T]he United States experiences about four times the level of handgun homicides per 100,000 people than Israel, Sweden, Canada, Australia, and Great Britain combined.

But these arguments did not go unchallenged. The Association of American Physicians and Surgeons argued in an amicus brief that:

The use of handguns in suicide in no way proves that an alternative method would not be used if handguns were unavailable. In fact, the evidence is to the contrary. Japan, Hungary, and Scandinavia all have far more restrictive gun control than the United States, and yet they have suicide rates 2 to 3 times higher than the U.S. For example, the suicide rate in Hungary is 35.38 per 100,000, compared to only 12.06 per 100,000 in the United States.

The AAP Brief relies on a country-by-country comparison in arguing that the firearm related death rate in the United States was much higher in 1995 in the United States than in Canada, Australia, and England and Wales, all of which have restrictive gun control. AAP Brief at 25. But the data for gun deaths in the United States include guns used in self-defense, as in fending off an assault, robbery or rape, and higher homicide rates in the United States existed long before there was gun control in other countries….

Different societies have different confounding factors, such as crime-inducing drug addiction, single-parent families, promotion of violence in the media, and varying approaches to juvenile delinquency and schooling, all of which inevitably affect crime rates. Those confounding factors are best eliminated by looking at the effect of gun control on the same society, and as shown below, gun control typically results in an increase in overall crime rather than a reduction. Gun control is hardly supported if murders by switchblades increase as death by firearms declines.

Another amicus brief filed by Criminologists, Social Scientists, [and] Other Distinguished Scholars also challenged the connection between death rates and gun possession:

The evidence from foreign jurisdictions leads to the same conclusion as the United States data. In general, comparison of “homicide and suicide mortality data for thirty-six nations (including the United States) for the period 1990-1995” to gunstock levels shows “no significant (at the 5% level) association between gun ownership and the total homicide rate.” Additionally, in a 2001 European study of 21 nations' data, “no significant correlations [of gunstock levels] with total suicide or homicide rates were found.”…

A 2007 study compared gun ownership and murder in every European nation on which the data could be found. Again, nations with more guns did not exhibit higher murder rates. Indeed, the tendency is generally the opposite: murder rates for the seven nations having 16,000+ guns average out to 1.2 per 100,000 population while the murder rates for the nine nations having just 5,000 or fewer guns is well over three times higher, at 4.4 per 100,000. These national comparisons suggest that the determinants of murder are factors such as basic socio-economic and cultural factors, and not the mere availability of guns. Leading gun control advocates have admitted that “Israel and Switzerland [have] rates of homicide [that] are low despite rates of home firearm ownership that are at least as high as those noted in the U.S.” To the same effect, within Canada, “England, America and Switzerland, [the areas] with the highest rates of gun ownership are in fact those with the lowest rates of violence.”

To the extend the Supreme Court attempts to digest this information, I would expect this comparative analysis will be useful in assessing whether the District of Columbia had a proper basis for restricting gun possession. These sort of briefs offer pragmatic arguments for justifying government restrictions on individual liberties. As I have argued here, "the Court frequently has relied on foreign authority to curtail, not expand individual liberties. The United States Reports are replete with instances in which the Court has relied on foreign experiences to uphold the constitutionality of government action that limits individual rights."

Government Tyranny and the Second Amendment
Two of the more interesting amicus briefs in District of Columbia v. Heller argue, in effect, that we need the right to bear arms in order to protect the citizenry from the possibility of government tyranny and genocide. Here is an excerpt from an amicus brief by a group called Jews for the Preservation of Firearms Ownership (JPFO).


Throughout history, the disarmament of populations has all too frequently resulted in genocide and mass oppression. History is replete with this familiar pattern. To limit the right to keep and bear arms to a state regulated militia is to disregard what the Framers understood - that individual possession of arms is essential to preventing usurpation by the state.

During the 20th Century, more than 70 million people were slaughtered on a massive scale by their own governments after first being disarmed. This pattern repeated itself in Ottoman Turkey (1915-17), the Soviet Union (1929-45), Nazi Germany and Occupied Europe (1933-1945), Nationalist China (1927-1949), Communist China (1949-52, 1957-60, and 1966-70), Guatemala (1960-81), Uganda (1971-79), Cambodia (1975-79) and Rwanda (1994)just to name a few.

In many cases, firearm confiscation followed only after the groundwork was laid by purportedly “reasonable” regulation and registration of firearms. History illustrates just how readily the standardless “reasonable” regulation of firearms invites large scale abuse by the state and ultimately paves the way for wholesale confiscation of arms and the mass slaughter of the disarmed (much like the massive censorship that likely would arise under a rule permitting “reasonable” regulation of speech and press).

Another group, Association of American Physicians and Surgeons, Inc.(AAPS), makes a similar argument “that without the right to bear arms, an emasculated citizenry becomes vulnerable to tyranny, terrorism and genocide.”

I doubt the Court will be persuaded by these arguments, at least in the sense of it being a legitimate contemporary concern in the United States. But the argument may have some utility to explain historical understandings of the Framers’ intent. Both briefs argue that the Framers were concerned about the possibility of government tyranny and included the Second Amendment as a final check against government abuse. The AAPS brief argues:


While the Founding Fathers may not have anticipated genocide, they certainly did anticipate tyranny and added the Second Amendment to safeguard against it. James Madison observed “the advantage of being armed, which the Americans possess over the people of almost every other nation” and noted how this was an important check and balance on the power of government…. Supreme Court Justice Joseph Story considered the Second Amendment to be the most important individual right of all: The right of the citizens to keep and bear arms has justly been considered the palladium of the liberties of a republic; since it offers a strong moral check against usurpation and arbitrary power of rulers; and will generally, even if these are successful in the first instance, enable the people to resist and triumph over them.

In a similar vein, the JPFO brief argues that:

These Nineteenth and Twentieth Century examples illustrate how well the Framers of the Constitution understood the essential role an armed citizenry plays in the defense of a free people. They had before them a rich history of European despotism from which to draw the keen understanding that armed people are free people and thus were unmistakably aware of the essential nexus between firearms ownership and liberty….

The great fortune of the American people is that our Constitution was crafted in such a manner as to minimize the likelihood of needing our arms to oppose a tyranny arising from within. Yet, the Second Amendment was created as the final barricade against the unthinkable - the day when the rest of our Constitutional safeguards have failed us and we stand exposed to the brutal reality that so many in history have understood only too late.

Monday, March 17, 2008

International Law and The Second Amendment
As we all know, this week the Court will hear what is arguably the most important case of the year, District of Columbia v. Heller. In Heller, the District of Columbia has presented comparative analysis of the practice of other countries in support of its gun control restrictions. Not surprisingly, this has led to several amicus briefs responding to the argument.

I will highlight some of the other briefs later, but today I wanted to emphasize a very interesting amicus brief by a group of international scholars from Australia, Belgium, Canada, England, France, Germany, Italy, Denmark and Portugal challenging the District of Columbia’s assertions. Here is a taste:


In the Petition for Writ of Certiorari, Petitioners represent that other nations have reached the same conclusion concerning handguns as they have. “[M]ost industrialized countries strictly control civilian access to handguns and allow the carrying of handguns for personal protection only under very restrictive conditions …” Petitioners repeat this assertion in their merits brief where they state: “Many cities, states, and nations regulate or ban handguns based on the unique dangers of those deadly weapons.” Contrary to this assertion, most foreign gun laws in democratic nations are not nearly as restrictive as those found in Washington D.C., where private individuals are burdened by an outright ban of all functional firearms in their homes.


Much of the brief focuses on country-by-country comparisons. But it also has some fascinating historical analysis of international law (citations and footnotes omitted):


Some of the earliest works on the subject of International Law were by fourteenth century Milanese scholar Giovanni da Legnano, whose work, De Bello, De Represealiis et de Duello was one of the first attempts to establish international rules for warfare. Legnano's treatise closely examined the individual right of self-defense as the basis of establishing a derivative right of a nation to engage in war. Legnano believed that, “self-defense proceeds from natural law, and not from positive law, civil or canon.” Self-defense was not an artificial construct of positive law, but instead was an inherent instinct. Legnano did not confine the natural right to merely protecting one's life. He explained that self-defense was proper not only in defense of life, but also in defense of one's property, and that deadly force to protect that property was justified if necessary. Further, the principle of self-defense allows a person to come to the aid of a relative or friend whose person or property is being attacked. Finally, Legnano noted that a victim is not required to use only the exact level of force that his assailant uses by posing the rhetorical affirmation: “suppose a strong and vigorous man strikes me with his fist, and I am a poor fellow who cannot stand up to him with the fist. May I defend myself with a sword?”

Following in the footsteps of Legnano was the sixteenth century Spanish scholar, Francisco de Victoria. Victoria wrote several works on the subject of the “just war” and his classroom at the University of Salamanca became known as “the cradle of international law.” Like Legnano, Victoria believed that the justification for war was necessarily predicated upon adopting the individual right of self-defense as its derivative source. Thus, Victoria's first proposition articulated the individual right of self-defense: Any one, even a private person, can accept and wage a defensive war. This is shown by the fact that force may be repelled by force. Hence, any one can make this kind of war, without authority from any one else, for the defense not only of his person, but also of his property and goods. The foundation established by Legnano and Victoria created the platform for the father of International Law, Dutch scholar, Hugo Grotius. His work, The Rights of War and Peace, is considered the cornerstone of modern International Law and Grotius is hailed as “the founder of modern civilized interstate relations.”

The essential elements of Grotius' works were founded upon the precepts of self-defense and self-preservation. Grotius wrote that even human babies, like animals, have an instinct to defend themselves. Further, this instinct extended to the protection of property rights and was one of the fundamental elements of the social fabric of modern society, because if people were barred from using force to protect their property from those who would take it by force, then “human Society and Commerce would necessarily be dissolved.”

Grotius based his rules for war between nations predicated on the underlying individual natural right of self-defense and observed that the rationale for both were based upon the same moral principle: “[I]t is allowed to Repel Force by Force.” It is upon the foundation of the fundamental individual right of self-defense that the structure of International Law is built.

Second only to Hugo Grotius was 17th century scholar Samuel Pufendorf, whose eight volume masterpiece, Of the Law of Nature and Nations, incorporated theories of Grotius, and the philosophies Thomas Hobbes and John Locke. Pufendorf; like Grotius, used natural law theory to construct the law of nations. The primary natural law employed by Pufendorf was that of self-defense: “Defence is a thing of more ancient date than any Civil Command…” and that no state can therefore forbid self-defense.

The natural right to self-defense which forms the very core of the principles of International Law, has one final component which protects the means by ‘which the right can be exercised. Thomas Hobbes explained “it is in vain for a man to have a right to the End, if the right to the necessary means be denied him, it follows, that since every Man hath a right to preserve himself, he must also be allowed a right to use all the means, and do all the actions, without which he cannot preserve himself.”

I seriously doubt the Court will utilize foreign or international law materials in its decision. Nonetheless, I think the historical arguments presented by these international scholars may have more value than their contemporary comparative country analysis. We know from recent years that historical constitutional comparativism is the least controversial form of borrowing, embraced by liberal and conservative justices alike. I also would expect the Court to focus on constitutional history in its decision, and it is quite possible that the international context may play a part of that historical analysis.

Friday, March 14, 2008

Defining “Wrongful Retention” Under the HCCAICA
The Eleventh Circuit recently rendered one of the most unusual cases involving international child abduction I have ever read. In Pielage v. McConnell, the question centers on whether a state court order constitutes a wrongful retention within the meaning of the Hague Convention on Civil Aspects of International Child Abduction (HCCAICA). The Eleventh Circuit ruled that since the child is in the possession of the petitioner mother (who is claiming a right to return with her child to the Netherlands), there has been no retention. In other words, since the baby is with the mother, it doesn’t matter that the mother thinks they should be living in the Netherlands. The "state of habitual residence" is conflated with the physical location of the custodial parent. This interpretation of the HCCAICA finds no right of return if the petitioner is resident in this country with child by virtue of court order. For the treaty to have effect, she apparently must move back to the Netherlands without her child and then pursue a claim of wrongful retention.


Pielage contends that the Alabama state court's ne exeat order constitutes a wrongful retention of Josha under the Hague Convention, as implemented by ICARA, because it amounts to an interference with her custodial right to return the child to his habitual residence in the Netherlands. The district court assumed that the Netherlands was the child's habitual residence, and although McConnell disputes that, we will make the same assumption.

This is an unusual Hague Convention and ICARA case. Most of them involve the non-custodial parent removing the child from the custodial parent or retaining the child after a permitted visitation period has ended. Here we have the unique claim that the order of a state court prohibiting one parent from removing the child from its jurisdiction pending a custody determination is a wrongful retention under the Hague Convention.

Neither the Hague Convention nor ICARA actually defines the term “retention.” Pielage, however, points us to Article V of the Hague Convention, which defines a parent's “rights of custody” over a child as including “the right to determine the child's place of residence.” Using that definition, Pielage contends that the state court ne exeat order is interfering with one of her rights of custody by preventing her from removing Josha from the state court's jurisdiction to take him to her desired place of residence-the Netherlands. According to her, that is all she needs to show to state a valid claim under the Hague Convention.

We are not persuaded to define “retention” to include every breach of a parent's rights of custody. Doing that would render the treaty's definition of “wrongful” superfluous. After all, the treaty provides that a retention is wrongful only where “it is in breach of rights of custody attributed to a person, an institution or any other body.” Hague Convention art. 3. That necessarily means that there are some retentions that are not wrongful. Under Pielage's construction, however, none would be. Any breach of the rights of custody would be a retention and it would be wrongful. There would be no retention unless there were a wrongful one.

We have said, however, that “[t]reaties, like statutes, should be construed so that no words are treated as being meaningless, redundant, or mere surplusage.” If every breach of a right of custody is a retention, as Pielage insists, then the key term “wrongful retention” is redundant. The proper interpretation of the Convention's phrase “wrongful retention” must give “retention” meaning apart from “wrongful.”

According to one dictionary, the primary definition of the term “retain” is “to keep possession of.” This meaning of the term “retention” is supported by the Pérez-Vera Report, which states that the Hague Convention was meant to remedy situations where a “child is taken out of the family and social environment in which [he] has developed.” Elisa Pérez-Vera, Explanatory Report on the 1980 Hague Child Abduction Convention, in 3 Acts and Documents of the Fourteenth Session, Child Abduction ¶ 12 (1982). This indicates that the term “retention” is meant to cover the circumstances where a child has been prevented from returning to his usual family and social environment. See also id. ¶ 110 (“In fact, we must not forget that it is the right of children not to be removed from a particular environment which sometimes is a basically family one, which the fight against international child abductions seeks to protect.”).

At the time the ne exeat order was issued Josha was just under a year old. His mother had carried him back and forth between the Netherlands and this country. In order to avoid deciding where Josha habitually resided, we have assumed that his habitual residence was in the Netherlands, as Pielage contends. But we cannot assume away the statements in Pielage's own complaint. Taking what she has alleged as true, as we must, Josha spent ten of his first twelve months on this earth in Baldwin County, Alabama, and only two months in the Netherlands. His social environment, to the extent he had one apart from his mother, was in this country. His family environment was with his mother. The state ne exeat order changed none of that. Under that order Josha remained with his mother in the same family and social environment where he had been for ten of the twelve months (and all of the last five months) of his life. Because the order did not disrupt or otherwise alter the “family and social environment in which [he] has developed,” it is not the type of “retention” that the Hague Convention was intended to remedy.

Pielage argues in her brief that “[i]f the Hague Convention means anything, it means that a child may not be retained away from the place where (s)he habitually resides, against the wishes and needs of his or her custodian.” This is not entirely accurate. According to the Pérez-Vera Report, the treaty's “reference to children ‘wrongfully retained’ is meant to cover those cases where the child, with the consent of the person who normally has custody, is in a place other than its place of habitual residence and is not returned by the person with whom [he] was staying.” Id. ¶ 57 (emphasis added). In other words, the Hague Convention was meant to cover the situation where a child has been kept by another person away from the petitioner claiming rights under the Convention, not where the petitioner still retains the child but is prevented from removing him from the jurisdiction.

Although the preamble to the Hague Convention does state that one of its purposes is the return of the child to its state of habitual residence, see Hague Convention preamble, T.I.A.S. No. 11,670, at 4, 1343 U.N.T.S. 89, at 98, the substantive provisions of the treaty are silent on where the child is to be returned. This silence, according to the Pérez-Vera Report, was intentional and must be “understood as allowing the authorities of the State of refuge to return the child directly to the applicant, regardless of the latter's present place of residence.”Pérez-Vera, supra, ¶ 110.In cases such as this one, where the child remains in the physical care of the petitioner, it is impossible “to return the child directly to the applicant.” Id. That is so because there has been no “retention” within the meaning of the Convention. There having been no retention, there can have been no “wrongful retention.”

Monday, March 10, 2008

Glamour Philanthropy
The New York Times Magazine has a great story on celebrity philanthropy. The good news is that, as we all know, celebrities can do a tremendous amount of good in promoting important causes. Publicity and access to power guarantees that their sponsorship of causes can make a difference. But the story also highlights just how self-absorbed and simple-minded celebrities can be. They promote shallow and glamorous causes and avoid tackling anything complicated or prosaic. And with the exception of Bob Geldorf and Bono, they apparently cannot stomach the idea of working with Republicans they despise to do real good for the world. George Clooney cares deeply about Darfur, but not deeply enough to meet with Laura Bush. That would be, in his words "unmanly." Umm, ok.

Here are the best parts of the article, starting with the ability of stars to raise awareness:


There’s no question that causes do a great deal for the brand identity of the stars and the sponsors who embrace them. But what, exactly, do stars do for causes? They raise money, of course. But that is often less important than raising consciousness. Sometimes you have to see this hydraulic action to appreciate its raw power. In late January, George Clooney spoke at the U.N. after returning from his first trip to peacekeeping sites as the U.N.’s “messenger of peace.” It was the only U.N. press conference I’ve attended where the speaker was mobbed by squealing officials bearing cellphone cameras.


Stars also do a wonderful job of using their influence to gain access to power-brokers:


Stars also have access. They have access to the moguls and the media barons whom they hang out with as a matter of course. But they can also get a meeting with foreign ministers and heads of state…. Power over public opinion is a precious commodity to a political leader. Nobody wants to be on the wrong side of a figure like Bono, who uses his global microphone to mete out praise and (more circumspectly) blame.


But, alas, celebrities lack knowledge, and often don't appear willing to do the heavy lifting required to gain adequate knowledge (even the ones with Harvard degrees):


One of the real virtues of microfinance is precisely that it treats the poor not as victims but as actors in their own behalf. Portman understands this perfectly well; she says that people should have the right to invest their money as they wish, and to fail, for that matter. But for the young actress, microfinance is an uplifting story, not an ideological choice between self-reliance and handouts. Poor people also need direct assistance, she said, from “programs that other people work on.” Portman seemed to know enough about her subject — but no more than enough. I asked if she had the time to read books on economic development. Portman giggled and said, “I have time; I just don’t want to.”


And most disturbing, celebrities pursue glamorous and simple causes, often in an apparent effort at self-promotion:


The celebrity-philanthropy complex reflects the hierarchy of stardom itself. Ricki Lake and midwives, or Emily Procter and animal rescue, occupy humble rungs; at the very top stand the global celebrities and the global causes — Angelina Jolie and refugees, George Clooney and Darfur, Bono and foreign aid…. Microfinance is a one-star cause…. Natalie Portman is the only member of Hollywood royalty who has dedicated herself to it. Perhaps this is because microfinance is a good deal more complicated than supplying fresh water to parched villages, and a good deal less glamorous than confronting the janjaweed in Darfur.

Thursday, March 6, 2008

Alien Slaves and Forum Non Conveniens
The Southern District of Florida last week rendered an interesting case involving alleged international trafficking of Cuban aliens to Curaçao where they were slave laborers. The case of Licea v. Curacao Drydock Co. focused on whether the case should be dismissed on the grounds of forum non conveniens.


Plaintiffs are three Cuban nationals who are now residents of Florida. The complaint alleges they suffered an arduous ordeal, as follows: The Defendant and the Cuban government trafficked the Plaintiffs from Cuba to Curaçao under threat of physical and psychological harm including the threat of imprisonment. Upon arrival in Curaçao, the Plaintiffs' passports were taken and they were held on the grounds of the Defendant, along with scores of their compatriots. The workers were only allowed to leave those grounds under the guard of Cuban government agents. They were forced to work in slave-like conditions for 112 hours per week performing drydock services on ships and oil platforms. The pay for their work, the complaint alleges, was paid to the Cuban government. (In discovery, Defendant admitted that it credited Cuba on a debt it was owed by Cuba in exchange for the labors of the Cuban workers). The complaint alleges a situation in which the government of Curaçao was likely complicit due to the circumstances in which the Plaintiffs were transported to Curaçao and held there. Further, the Plaintiffs were denied all protections of the laws of Curaçao for injuries they suffered there, and, when any of the workers were injured or complained, they were promptly deported to Cuba and treated as enemies of the state. If they escaped and were caught, they were likewise deported to Cuba and punished. Plaintiffs, however, successfully escaped the Defendant's drydock facility, and were hunted by Defendant and agents of the Defendant within Curaçao and by the agents of the Cuban government all the way to Colombia, where they were granted political asylum. The United States then granted Plaintiffs parole to enter the United States.

Plaintiffs' principal claims are that the Defendant and its government agents and co-conspirators violated the laws of nations by trafficking them from Cuba to Curaçao and by holding them and forcing them to work there. The main thrust of their action travels under the Alien Tort Statute…. In this case, Defendant has not met its burden to provide evidence that convinces the court that material injustice would result should this court exercise its jurisdiction in this matter. To the contrary, this Court determines that justice will best be served by its hearing this action in the Southern District of Florida….

Here … the only proposed alternative forum is one in which the Plaintiffs allege they only ever went to forcibly, and one in which they allege they never lived as free men. Courts have recognized that a forum where a plaintiff suffered trauma is inadequate. Here there is more than trauma. If the current facts did not make Curaçao inadequate, it certainly would be an undue prejudice or inconvenience to make these Plaintiffs go to the country they allege they were trafficked to, held in captivity, and face ongoing danger. A forum non conveniens dismissal in these circumstances would not pass the “ultimate inquiry” of serving not just the convenience of the parties, but also the “ends of justice”, and so is not warranted.

The private interest factors to be considered are the relative ease of access of proof, ability to obtain witnesses, and all other practical problems that make trial of a case easy, expeditious and inexpensive. In this matter, Defendant is in Curaçao. However, Plaintiffs are all in Florida. The alleged injuries to Plaintiffs for forced labor occurred in Curaçao. On the other hand, the trafficking took place internationally and in Cuba, as well as in Curaçao….

Local interest in the controversy requires more examination. As stated before, the government of Curaçao has a general interest in regulating its corporations and enforcing its labor laws. This interest augurs towards it as a forum. However, Curaçao's more particularized interest in this case, stemming from any allegations that it was complicit in, acquiesced in, or failed to stop the alleged abuses of such a serious and explosive nature, is not seen by this Court as a local interest factor that militates towards Curaçao.

Further, any interest that a forum in Curaçao may have is countered by the public interest factors this jurisdiction has in the matter. This case concerns alleged violations of international human rights norms of concern to all nations and that the Alien Tort Statute empowered this Court to address. It concerns an alleged act of international trafficking. It concerns the human rights of people who have been Cuban citizens, an issue of concern to many members of this community. It concerns the foreign policy interests of the United States as expressed in the Cuban Democracy Act of 1992, and the interests of Congress expressed in the RICO statute. All these public interest factors militate in favor of this Court's retention of this matter.

Wednesday, February 20, 2008

Consular Relations With Filipino Dancers
Who could have thought a tax case could be so ... exotic? On remand from the Supreme Court in the case of New York City v. Permanent Mission of India, Judge Rakoff was required to rule on whether New York City could recover property taxes from the Philippines, India, and Mongolia on portions of buildings used for non-consular purposes. But in order to do so the court had to distinguish between consular and non-consular purposes.

In the case of the Philippines, some of the property was leased by the Philippines government to a Philippine restaurant, Philippine bank (PNB), and Philippine airline (PAL). The question was whether any of those entities were performing consular functions within the meaning of the VCCR. The court ruled that the restaurant, but not the bank, was performing consular functions. The court was also quite emphatic that they did not have consular relations with that airline, PAL.

As the court noted, Article 5 of the VCCR "defines the purposes of a consular post broadly, by reference to its functions, i.e., 'furthering the development of commercial, economic, cultural and scientific relations between the sending State and the receiving State', 'protecting in the receiving State the interests of the sending State and of its nationals', 'ascertaining ... conditions and developments in the commercial, economic, cultural and scientific life of the receiving state, reporting thereon to the Government of the sending state', and 'helping and assisting nationals, both individuals and bodies corporate, of the sending State.'"

In assessing whether the restaurant performed such functions, the Court noted that from 1974 to 1982 the Philippine Center leased property to the Maharlika Restaurant, which "served authentic Filipino cuisine, employed Filipinos only, and was staffed with a Filipino dance troupe and musicians who performed a show during dinner. Through its culinary offerings and the evening performance, Maharlika showcased Philippine culture, folk art, ethnic music and dance to guests of the Mission and the Consulate General."

That was good enough for the court to find that the restaurant fell within the definition of consular relations. The purpose of the restaurant was to showcase Filipino culture, not to earn a profit. It did so by hiring only Filipino employees, presenting long Filipino dinner shows, and hosting official Philippine functions. "Maharlika was thus used exclusively for a consular purpose, and so is exempt under the VCCR."

I love it. As long as there is Filipino dancing you fall within Article 5's definition of "furthering the development of commercial, economic, cultural and scientific relations between the sending State and the receiving State." As for the lease with the Philippine bank and Philippine airline, no that just won't do. Far too much focus on Filipino commercial and economic relations, and not nearly enough emphasis on Filipino culture.

Now if the bank tellers had just doubled as Filipino dancers while serving customers, well, ... who knows, perhaps Filipino "teller and dancing" would suffice. Based on this YouTube video of the well-known Bayanihan Philippine Dance Company, it looks like they could multi-task.




Saturday, February 2, 2008

D.C. Circuit Rules on DTA Scope of Information Under Review
The D.C. Circuit on Friday ordered the government to provide detainees' lawyers and the court access to virtually all the information the government has on the detainees. The case attempts to balance the need for adequate information for federal court review of CSRT status determinations with the concerns about comprosing national security by providing sensitive documents to detainees' counsel, including documents that were not used in the status determination.

Here is the key excerpt from Justice Douglas Ginsburg's denial for rehearing en banc in Bismullah v. Gates:


One need not impute to the Recorder negligence much less bad faith to see that the DTA requires the court to review his adherence to the DoD Regulations. Because the DoD Regulations assign to the Recorder a central role in the CSRT process, to ignore the actions of the Recorder-and especially to ignore the evidence the Recorder did not put before the Tribunal-would render utterly meaningless judicial review intended to ensure that status determinations are made “consistent with” the DoD Regulations. DTA § 1005(e)(2)(C). Unlike the final decision rendered in a criminal or an agency proceeding, which is the product of an open and adversarial process before an independent decisionmaker, a CSRT's status determination is the product of a necessarily closed and accusatorial process in which the detainee seeking review will have had little or no access to the evidence the Recorder presented to the Tribunal, little ability to gather his own evidence, no right to confront the witnesses against him, and no lawyer to help him prepare his case, and in which the decisionmaker is employed and chosen by the detainee's accuser. As a result, the Recorder's failure to adhere to the DoD Regulations can influence the outcome of the proceeding to a degree that a prosecutor or an agency staff member cannot; as a practical matter, the Recorder may control the outcome. For this court to ignore that reality would be to proceed as though the Congress envisioned judicial review as a mere charade when it enacted the DTA.

Judge Randolph, dissenting from the denial for rehearing en banc, expressed grave concern about submitting classified information to the detainees' counsel:


The government must file, as the “record” in each detainee review case, vast reams of classified information to be shared presumptively with private defense counsel, regardless whether any of this information was ever presented to the Combatant Status Review Tribunal, whose decision is the subject of judicial review. That order is contrary to the rule and the statute governing the contents of the record in cases such as these, it violates the restrictions on our jurisdiction in the Detainee Treatment Act, and it risks serious security breaches for no good reason.... [W]e can ... be sure that its assembly and filing in this court, and potential sharing with private counsel, gives rise to a severe risk of a security breach. That is the position of the agencies charged with protecting the country against terrorist attacks, who warn that foreign intelligence services will cease cooperating with the United States if the panel opinion stands. Their concerns deserve the attention of the full court on rehearing en banc.

The New York Times has the story here.